0000073124-18-000066.txt : 20180212 0000073124-18-000066.hdr.sgml : 20180212 20180212185631 ACCESSION NUMBER: 0000073124-18-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180212 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18598507 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151847977659765.xml FORM 4 X0306 4 2018-02-12 0 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2018-02-12 4 M 0 5084 60.85 A 37936 D Common Stock 2018-02-12 4 M 0 6898 58.25 A 44834 D Common Stock 2018-02-12 4 S 0 6200 98.33 D 38634 D Common Stock 2018-02-12 4 S 0 5282 99.12 D 33352 D Common Stock 2018-02-12 4 S 0 500 100 D 32852 D Common Stock 3809.77 I 401(k) as of 12-31-17 Employee Stock Option (right-to-buy) 60.85 2018-02-12 4 M 0 5084 0 D 2024-02-10 Common Stock 5084.0 0 D Employee Stock Option (right-to-buy) 58.25 2018-02-12 4 M 0 6898 0 D 2026-02-16 Common Stock 6898.0 20693 D Price reflects the weighted average sales price from $97.81 to $98.80. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Price reflects the weighted average sales price from $98.83 to $99.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Price reflects the weighted average sales price from $99.87 to $100.15. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/10/2015. This option becomes exercisable in four equal annual installments beginning 2/16/2017. Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes 2018-02-12