0000073124-18-000048.txt : 20180125
0000073124-18-000048.hdr.sgml : 20180125
20180125180650
ACCESSION NUMBER: 0000073124-18-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20180125
DATE AS OF CHANGE: 20180125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18549408
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_151692159603676.xml
FORM 4
X0306
4
2017-12-15
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman
Common Stock
2017-12-15
4
F
0
780
97.29
D
200739
D
Common Stock
2018-01-23
4
A
0
52899
106.71
A
253638
D
Common Stock
2018-01-23
4
F
0
22347
106.71
D
200739
D
Common Stock
101107
I
By Trust
Common Stock
25014
I
2015 GRAT
Common Stock
28124
I
2016-1 GRAT
Common Stock
29087
I
2016-2 GRAT
Common Stock
35160
I
2017-1 GRAT
Common Stock
17339
I
2017-2 GRAT
Common Stock
13785
I
By Spouse
Common Stock
34879.66
I
401(k) as of 12-31-2017
Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the transfer of 30,552 shares directly held by the reporting person into the reporting person's existing trust account.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2018-01-25