0000073124-18-000048.txt : 20180125 0000073124-18-000048.hdr.sgml : 20180125 20180125180650 ACCESSION NUMBER: 0000073124-18-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171215 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18549408 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151692159603676.xml FORM 4 X0306 4 2017-12-15 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 1 0 0 Chairman Common Stock 2017-12-15 4 F 0 780 97.29 D 200739 D Common Stock 2018-01-23 4 A 0 52899 106.71 A 253638 D Common Stock 2018-01-23 4 F 0 22347 106.71 D 200739 D Common Stock 101107 I By Trust Common Stock 25014 I 2015 GRAT Common Stock 28124 I 2016-1 GRAT Common Stock 29087 I 2016-2 GRAT Common Stock 35160 I 2017-1 GRAT Common Stock 17339 I 2017-2 GRAT Common Stock 13785 I By Spouse Common Stock 34879.66 I 401(k) as of 12-31-2017 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. Includes 200,619 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the transfer of 30,552 shares directly held by the reporting person into the reporting person's existing trust account. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2018-01-25