0000073124-17-000257.txt : 20170818
0000073124-17-000257.hdr.sgml : 20170818
20170818185124
ACCESSION NUMBER: 0000073124-17-000257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170818
DATE AS OF CHANGE: 20170818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 171041954
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_150309666995729.xml
FORM 4
X0306
4
2017-08-17
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman and CEO
Common Stock
2017-08-17
5
G
0
E
517
0
D
15506
I
By Spouse
Common Stock
201519
D
Common Stock
68570
I
By Trust
Common Stock
25014
I
2015 GRAT
Common Stock
28124
I
2016-1 GRAT
Common Stock
29087
I
2016-2 GRAT
Common Stock
35160
I
2017-1 GRAT
Common Stock
23000
I
2017-2 GRAT
Common Stock
34580.20
I
401(k) as of 6-30-2017
Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Reflects the August 17, 2017 transfer of 23,000 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2017-08-18