0000073124-17-000257.txt : 20170818 0000073124-17-000257.hdr.sgml : 20170818 20170818185124 ACCESSION NUMBER: 0000073124-17-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 171041954 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_150309666995729.xml FORM 4 X0306 4 2017-08-17 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 1 0 0 Chairman and CEO Common Stock 2017-08-17 5 G 0 E 517 0 D 15506 I By Spouse Common Stock 201519 D Common Stock 68570 I By Trust Common Stock 25014 I 2015 GRAT Common Stock 28124 I 2016-1 GRAT Common Stock 29087 I 2016-2 GRAT Common Stock 35160 I 2017-1 GRAT Common Stock 23000 I 2017-2 GRAT Common Stock 34580.20 I 401(k) as of 6-30-2017 Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the August 17, 2017 transfer of 23,000 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2017-08-18