0000073124-17-000219.txt : 20170613
0000073124-17-000219.hdr.sgml : 20170613
20170613171601
ACCESSION NUMBER: 0000073124-17-000219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170613
DATE AS OF CHANGE: 20170613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORRISON WILLIAM L
CENTRAL INDEX KEY: 0001188084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 17909622
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
wf-form4_149738854341031.xml
FORM 4
X0306
4
2017-06-12
0
0000073124
NORTHERN TRUST CORP
NTRS
0001188084
MORRISON WILLIAM L
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Vice Chairman
Common Stock
2017-06-12
4
M
0
11921
52.69
A
124067
D
Common Stock
2017-06-12
4
M
0
30044
60.85
A
154111
D
Common Stock
2017-06-12
4
S
0
41965
91.89
D
112146
D
Common Stock
1200
I
By Spouse
Common Stock
350
I
By Children
Common Stock
2549.06
I
401(k) as of 3-31-17
Employee Stock Option (right-to-buy)
52.69
2017-06-12
4
M
0
11921
0
D
2023-02-11
Common Stock
11921.0
0
D
Employee Stock Option (right-to-buy)
60.85
2017-06-12
4
M
0
30044
0
D
2024-02-10
Common Stock
30044.0
10014
D
Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $91.60 to $92.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/11/2014.
This option becomes exercisable in four equal annual installments beginning 2/10/2015.
Bradley R. Gabriel, Attorney-in-Fact for William L. Morrison
2017-06-12