0000073124-17-000219.txt : 20170613 0000073124-17-000219.hdr.sgml : 20170613 20170613171601 ACCESSION NUMBER: 0000073124-17-000219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170612 FILED AS OF DATE: 20170613 DATE AS OF CHANGE: 20170613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON WILLIAM L CENTRAL INDEX KEY: 0001188084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17909622 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 4 1 wf-form4_149738854341031.xml FORM 4 X0306 4 2017-06-12 0 0000073124 NORTHERN TRUST CORP NTRS 0001188084 MORRISON WILLIAM L 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Vice Chairman Common Stock 2017-06-12 4 M 0 11921 52.69 A 124067 D Common Stock 2017-06-12 4 M 0 30044 60.85 A 154111 D Common Stock 2017-06-12 4 S 0 41965 91.89 D 112146 D Common Stock 1200 I By Spouse Common Stock 350 I By Children Common Stock 2549.06 I 401(k) as of 3-31-17 Employee Stock Option (right-to-buy) 52.69 2017-06-12 4 M 0 11921 0 D 2023-02-11 Common Stock 11921.0 0 D Employee Stock Option (right-to-buy) 60.85 2017-06-12 4 M 0 30044 0 D 2024-02-10 Common Stock 30044.0 10014 D Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $91.60 to $92.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/11/2014. This option becomes exercisable in four equal annual installments beginning 2/10/2015. Bradley R. Gabriel, Attorney-in-Fact for William L. Morrison 2017-06-12