0000073124-17-000107.txt : 20170223
0000073124-17-000107.hdr.sgml : 20170223
20170223191607
ACCESSION NUMBER: 0000073124-17-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170223
DATE AS OF CHANGE: 20170223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potter Stephen N
CENTRAL INDEX KEY: 0001378549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 17634279
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_148789535255521.xml
FORM 4
X0306
4
2017-02-21
0
0000073124
NORTHERN TRUST CORP
NTRS
0001378549
Potter Stephen N
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
President / Asset Management
Common Stock
2017-02-21
4
A
0
5749
0
A
42913
D
Common Stock
50671
I
By Trust
Common Stock
15845
I
GRAT
Common Stock
1270
I
Spouse as Trustee for Son
Common Stock
1270
I
Spouse as Trustee for Daughter
Common Stock
8326.15
I
401(k) as of 12-31-2016
Employee Stock Option (right-to-buy)
88.06
2017-02-21
4
A
0
26132
0
A
2027-02-21
Common Stock
26132.0
26132
D
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This option becomes exercisable in four equal annual installments beginning 2/21/2018.
Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter
2017-02-23