0000073124-17-000107.txt : 20170223 0000073124-17-000107.hdr.sgml : 20170223 20170223191607 ACCESSION NUMBER: 0000073124-17-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17634279 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148789535255521.xml FORM 4 X0306 4 2017-02-21 0 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2017-02-21 4 A 0 5749 0 A 42913 D Common Stock 50671 I By Trust Common Stock 15845 I GRAT Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8326.15 I 401(k) as of 12-31-2016 Employee Stock Option (right-to-buy) 88.06 2017-02-21 4 A 0 26132 0 A 2027-02-21 Common Stock 26132.0 26132 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This option becomes exercisable in four equal annual installments beginning 2/21/2018. Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter 2017-02-23