0000073124-17-000104.txt : 20170223
0000073124-17-000104.hdr.sgml : 20170223
20170223191516
ACCESSION NUMBER: 0000073124-17-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170223
DATE AS OF CHANGE: 20170223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORRISON WILLIAM L
CENTRAL INDEX KEY: 0001188084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 17634276
MAIL ADDRESS:
STREET 1: 50 S LA SALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
wf-form4_148789530365696.xml
FORM 4
X0306
4
2017-02-21
0
0000073124
NORTHERN TRUST CORP
NTRS
0001188084
MORRISON WILLIAM L
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Vice Chairman
Common Stock
2017-02-21
4
A
0
3407
0
A
137146
D
Common Stock
2017-02-22
4
M
0
42118
71.23
A
179264
D
Common Stock
2017-02-22
4
M
0
9644
70.21
A
188908
D
Common Stock
2017-02-22
4
S
0
51762
87.53
D
137146
D
Common Stock
1200
I
By Spouse
Common Stock
350
I
By Children
Common Stock
2548.52
I
401(k) as of 12-31-16
Employee Stock Option (right-to-buy)
88.06
2017-02-21
4
A
0
15486
0
A
2027-02-21
Common Stock
15486.0
15486
D
Employee Stock Option (right-to-buy)
71.23
2017-02-22
4
M
0
42118
0
D
2018-02-19
Common Stock
42118.0
0
D
Employee Stock Option (right-to-buy)
70.21
2017-02-22
4
M
0
9644
0
D
2025-02-17
Common Stock
9644.0
28931
D
Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $87.45 to $87.63. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option becomes exercisable in four equal annual installments beginning 2/21/2018.
This option became exercisable in four equal annual installments beginning 2/19/2009.
This option becomes exercisable in four equal annual installments beginning on 2/17/2016.
Bradley R. Gabriel, Attorney-in-Fact for William L. Morrison
2017-02-23