0000073124-17-000104.txt : 20170223 0000073124-17-000104.hdr.sgml : 20170223 20170223191516 ACCESSION NUMBER: 0000073124-17-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON WILLIAM L CENTRAL INDEX KEY: 0001188084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17634276 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 4 1 wf-form4_148789530365696.xml FORM 4 X0306 4 2017-02-21 0 0000073124 NORTHERN TRUST CORP NTRS 0001188084 MORRISON WILLIAM L 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Vice Chairman Common Stock 2017-02-21 4 A 0 3407 0 A 137146 D Common Stock 2017-02-22 4 M 0 42118 71.23 A 179264 D Common Stock 2017-02-22 4 M 0 9644 70.21 A 188908 D Common Stock 2017-02-22 4 S 0 51762 87.53 D 137146 D Common Stock 1200 I By Spouse Common Stock 350 I By Children Common Stock 2548.52 I 401(k) as of 12-31-16 Employee Stock Option (right-to-buy) 88.06 2017-02-21 4 A 0 15486 0 A 2027-02-21 Common Stock 15486.0 15486 D Employee Stock Option (right-to-buy) 71.23 2017-02-22 4 M 0 42118 0 D 2018-02-19 Common Stock 42118.0 0 D Employee Stock Option (right-to-buy) 70.21 2017-02-22 4 M 0 9644 0 D 2025-02-17 Common Stock 9644.0 28931 D Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $87.45 to $87.63. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option becomes exercisable in four equal annual installments beginning 2/21/2018. This option became exercisable in four equal annual installments beginning 2/19/2009. This option becomes exercisable in four equal annual installments beginning on 2/17/2016. Bradley R. Gabriel, Attorney-in-Fact for William L. Morrison 2017-02-23