0000073124-17-000065.txt : 20170214
0000073124-17-000065.hdr.sgml : 20170214
20170214214251
ACCESSION NUMBER: 0000073124-17-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potter Stephen N
CENTRAL INDEX KEY: 0001378549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 17612750
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_148712655867670.xml
FORM 4
X0306
4
2017-02-10
0
0000073124
NORTHERN TRUST CORP
NTRS
0001378549
Potter Stephen N
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
President / Asset Management
Common Stock
2017-02-10
4
F
0
1878
85.655
D
41909
D
Common Stock
2017-02-11
4
F
0
2169
86.305
D
37164
D
Common Stock
50671
I
By Trust
Common Stock
15845
I
GRAT
Common Stock
1270
I
Spouse as Trustee for Son
Common Stock
1270
I
Spouse as Trustee for Daughter
Common Stock
8326.15
I
401(k) as of 12-31-2016
On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
Reflects the October 24, 2016 distribution of 14,155 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter
2017-02-14