0000073124-17-000065.txt : 20170214 0000073124-17-000065.hdr.sgml : 20170214 20170214214251 ACCESSION NUMBER: 0000073124-17-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17612750 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148712655867670.xml FORM 4 X0306 4 2017-02-10 0 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2017-02-10 4 F 0 1878 85.655 D 41909 D Common Stock 2017-02-11 4 F 0 2169 86.305 D 37164 D Common Stock 50671 I By Trust Common Stock 15845 I GRAT Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8326.15 I 401(k) as of 12-31-2016 On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Reflects the October 24, 2016 distribution of 14,155 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter 2017-02-14