0000073124-17-000064.txt : 20170214 0000073124-17-000064.hdr.sgml : 20170214 20170214214235 ACCESSION NUMBER: 0000073124-17-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pembleton Susan Gillian CENTRAL INDEX KEY: 0001618993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17612749 MAIL ADDRESS: STREET 1: 50 S LASALLE ST STREET 2: M9 CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148712654214835.xml FORM 4 X0306 4 2017-02-10 0 0000073124 NORTHERN TRUST CORP NTRS 0001618993 Pembleton Susan Gillian 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP, Human Resources Common Stock 2017-02-10 4 F 0 339 85.655 D 15376 D Common Stock 2017-02-11 4 F 0 265 86.305 D 15111 D Common Stock 1914.68 I UK Employee Share Ownership Plan as of 12/31/2016 On February 10, 2017, 720 already reported stock units, granted on February 10, 2014, vested. Of this amount, 339 were withheld in payment of Federal, State and Medicare taxes. Includes 14,883 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On February 11, 2017, 562 already reported stock units, granted on February 11, 2013, vested. Of this amount, 265 were withheld in payment of Federal, State and Medicare taxes. Includes 14,321 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Susan Gillian Pembleton 2017-02-14