0000073124-17-000032.txt : 20170118 0000073124-17-000032.hdr.sgml : 20170118 20170118204145 ACCESSION NUMBER: 0000073124-17-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170117 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADKIN STEVEN L CENTRAL INDEX KEY: 0001214324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 17534687 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148479009295603.xml FORM 4 X0306 4 2017-01-17 0 0000073124 NORTHERN TRUST CORP NTRS 0001214324 FRADKIN STEVEN L 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President/Wealth Management Common Stock 2017-01-17 4 A 0 17519 0 A 66147 D Common Stock 2017-01-17 4 F 0 6418 88.925 D 48628 D Common Stock 105850 I By Trust Common Stock 14700 I GRAT Common Stock 1762 I Spouse as trustee for Son Common Stock 1762 I Spouse as trustee for Daughter Common Stock 9746.36 I 401(k) as of 12-31-16 Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin 2017-01-18