0000073124-16-000542.txt : 20161212
0000073124-16-000542.hdr.sgml : 20161212
20161212173858
ACCESSION NUMBER: 0000073124-16-000542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pembleton Susan Gillian
CENTRAL INDEX KEY: 0001618993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 162047148
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
STREET 2: M9
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_148158232537106.xml
FORM 4
X0306
4
2016-12-09
0
0000073124
NORTHERN TRUST CORP
NTRS
0001618993
Pembleton Susan Gillian
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
EVP, Human Resources
Common Stock
2016-12-09
4
S
0
7500
89.38
D
15715
D
Common Stock
1909.17
I
UK Employee Share Ownership Plan as of 9/30/2016
Price reflects the weighted average sales price from $89.00 to $89.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Includes 15,603 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Susan Gillian Pembleton
2016-12-12