0000073124-16-000542.txt : 20161212 0000073124-16-000542.hdr.sgml : 20161212 20161212173858 ACCESSION NUMBER: 0000073124-16-000542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pembleton Susan Gillian CENTRAL INDEX KEY: 0001618993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 162047148 MAIL ADDRESS: STREET 1: 50 S LASALLE ST STREET 2: M9 CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148158232537106.xml FORM 4 X0306 4 2016-12-09 0 0000073124 NORTHERN TRUST CORP NTRS 0001618993 Pembleton Susan Gillian 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP, Human Resources Common Stock 2016-12-09 4 S 0 7500 89.38 D 15715 D Common Stock 1909.17 I UK Employee Share Ownership Plan as of 9/30/2016 Price reflects the weighted average sales price from $89.00 to $89.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Includes 15,603 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Susan Gillian Pembleton 2016-12-12