0000073124-16-000533.txt : 20161130 0000073124-16-000533.hdr.sgml : 20161130 20161130191113 ACCESSION NUMBER: 0000073124-16-000533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161130 DATE AS OF CHANGE: 20161130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cherecwich Peter CENTRAL INDEX KEY: 0001614598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 162026454 MAIL ADDRESS: STREET 1: 50 SOUTH LASALLE ST STREET 2: M9 CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148055106065011.xml FORM 4 X0306 4 2016-11-29 0 0000073124 NORTHERN TRUST CORP NTRS 0001614598 Cherecwich Peter 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP, Global Fund Services Common Stock 2016-11-29 4 M 0 4419 67.89 A 34957 D Common Stock 2016-11-29 4 M 0 5792 71.23 A 40749 D Common Stock 2016-11-29 4 S 0 10211 81.12 D 30538 D Employee Stock Option (right-to-buy) 67.89 2016-11-29 4 M 0 4419 0 D 2017-07-17 Common Stock 4419.0 0 D Employee Stock Option (right-to-buy) 71.23 2016-11-29 4 M 0 5792 0 D 2018-02-19 Common Stock 5792.0 0 D Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $81.08 to $81.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 7/17/2008. This option became exercisable in four equal annual installments beginning 2/19/2009. Bradley R. Gabriel, Attorney-in-Fact for Peter Cherecwich 2016-11-30