0000073124-16-000533.txt : 20161130
0000073124-16-000533.hdr.sgml : 20161130
20161130191113
ACCESSION NUMBER: 0000073124-16-000533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161129
FILED AS OF DATE: 20161130
DATE AS OF CHANGE: 20161130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cherecwich Peter
CENTRAL INDEX KEY: 0001614598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 162026454
MAIL ADDRESS:
STREET 1: 50 SOUTH LASALLE ST
STREET 2: M9
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_148055106065011.xml
FORM 4
X0306
4
2016-11-29
0
0000073124
NORTHERN TRUST CORP
NTRS
0001614598
Cherecwich Peter
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
EVP, Global Fund Services
Common Stock
2016-11-29
4
M
0
4419
67.89
A
34957
D
Common Stock
2016-11-29
4
M
0
5792
71.23
A
40749
D
Common Stock
2016-11-29
4
S
0
10211
81.12
D
30538
D
Employee Stock Option (right-to-buy)
67.89
2016-11-29
4
M
0
4419
0
D
2017-07-17
Common Stock
4419.0
0
D
Employee Stock Option (right-to-buy)
71.23
2016-11-29
4
M
0
5792
0
D
2018-02-19
Common Stock
5792.0
0
D
Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $81.08 to $81.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 7/17/2008.
This option became exercisable in four equal annual installments beginning 2/19/2009.
Bradley R. Gabriel, Attorney-in-Fact for Peter Cherecwich
2016-11-30