0000073124-16-000529.txt : 20161128 0000073124-16-000529.hdr.sgml : 20161128 20161128181033 ACCESSION NUMBER: 0000073124-16-000529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leech Wilson CENTRAL INDEX KEY: 0001666823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 162020904 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_148037462054288.xml FORM 4 X0306 4 2016-11-04 0 0000073124 NORTHERN TRUST CORP NTRS 0001666823 Leech Wilson 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2016-11-04 4 M 0 10142 50.99 A 37345.63 D Common Stock 2016-11-04 4 S 0 10142 72.52 D 27203.63 D Common Stock 2016-11-28 4 M 0 11399 52.64 A 38602.63 D Common Stock 2016-11-28 4 S 0 11399 81.01 D 27203.63 D Common Stock 423 I UK Employee Stock Ownership Plan as of 9-30-16 Employee Stock Option (right-to-buy) 50.99 2016-11-04 4 M 0 10142 0 D 2020-02-15 Common Stock 10142.0 0 D Employee Stock Option (right-to-buy) 52.64 2016-11-28 4 M 0 11399 0 D 2021-02-14 Common Stock 11399.0 0 D Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $80.84 to $81.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option became exercisable in four equal annual installments beginning 2/15/2011. This option became exercisable in four equal annual installments beginning 2/14/2012. Bradley R. Gabriel, Attorney-in-Fact for Wilson Leech 2016-11-28