0000073124-16-000529.txt : 20161128
0000073124-16-000529.hdr.sgml : 20161128
20161128181033
ACCESSION NUMBER: 0000073124-16-000529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161104
FILED AS OF DATE: 20161128
DATE AS OF CHANGE: 20161128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leech Wilson
CENTRAL INDEX KEY: 0001666823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 162020904
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_148037462054288.xml
FORM 4
X0306
4
2016-11-04
0
0000073124
NORTHERN TRUST CORP
NTRS
0001666823
Leech Wilson
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Executive Vice President
Common Stock
2016-11-04
4
M
0
10142
50.99
A
37345.63
D
Common Stock
2016-11-04
4
S
0
10142
72.52
D
27203.63
D
Common Stock
2016-11-28
4
M
0
11399
52.64
A
38602.63
D
Common Stock
2016-11-28
4
S
0
11399
81.01
D
27203.63
D
Common Stock
423
I
UK Employee Stock Ownership Plan as of 9-30-16
Employee Stock Option (right-to-buy)
50.99
2016-11-04
4
M
0
10142
0
D
2020-02-15
Common Stock
10142.0
0
D
Employee Stock Option (right-to-buy)
52.64
2016-11-28
4
M
0
11399
0
D
2021-02-14
Common Stock
11399.0
0
D
Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $80.84 to $81.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/15/2011.
This option became exercisable in four equal annual installments beginning 2/14/2012.
Bradley R. Gabriel, Attorney-in-Fact for Wilson Leech
2016-11-28