0000073124-16-000524.txt : 20161116
0000073124-16-000524.hdr.sgml : 20161116
20161116183824
ACCESSION NUMBER: 0000073124-16-000524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 162003479
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
wf-form4_147933949037253.xml
FORM 4
X0306
4
2016-11-15
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman, President and CEO
Common Stock
2016-11-15
4
M
0
200000
57.54
A
412559
D
Common Stock
2016-11-15
4
S
0
69645
81.21
D
342914
D
Common Stock
2016-11-15
4
S
0
79968
82.16
D
262946
D
Common Stock
2016-11-15
4
S
0
50387
82.80
D
212559
D
Common Stock
72342
I
By Trust
Common Stock
17241
I
2014 GRAT
Common Stock
39690
I
2015 GRAT
Common Stock
34188
I
2016-1 GRAT
Common Stock
29087
I
2016-2 GRAT
Common Stock
8710
I
By Spouse
Common Stock
34264.45
I
401(k) as of 9-30-16
Employee Stock Option (right-to-buy)
57.54
2016-11-15
4
M
0
200000
0
D
2019-07-21
Common Stock
200000.0
0
D
Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $80.68 to $81.67. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $81.68 to $82.674325. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $82.68 to $83.09. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 7/21/2010.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2016-11-16