0000073124-16-000494.txt : 20161109
0000073124-16-000494.hdr.sgml : 20161109
20161109202232
ACCESSION NUMBER: 0000073124-16-000494
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bowman Biff
CENTRAL INDEX KEY: 0001548048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 161985641
MAIL ADDRESS:
STREET 1: 50 S. LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_147874093972235.xml
FORM 4
X0306
4
2016-11-07
0
0000073124
NORTHERN TRUST CORP
NTRS
0001548048
Bowman Biff
50 S. LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Chief Financial Officer
Common Stock
2016-11-07
4
M
0
7371
71.23
A
70728
D
Common Stock
2016-11-07
4
S
0
7371
74
D
63357
D
Common Stock
552.95
I
401(k) as of 9-30-16
Employee Stock Option (right-to-buy)
71.23
2016-11-07
4
M
0
7371
0
D
2018-02-19
Common Stock
7371.0
0
D
Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
This option became exercisable in four equal annual installments beginning 2/19/2009.
Bradley R. Gabriel, Attorney-in-Fact for Biff Bowman
2016-11-09