0000073124-16-000460.txt : 20161004 0000073124-16-000460.hdr.sgml : 20161004 20161004193627 ACCESSION NUMBER: 0000073124-16-000460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richards Thomas E CENTRAL INDEX KEY: 0001322889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 161920950 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA, SUITE 5100 CITY: DENVER STATE: CO ZIP: 80202 4 1 wf-form4_147562417509898.xml FORM 4 X0306 4 2016-09-30 0 0000073124 NORTHERN TRUST CORP NTRS 0001322889 Richards Thomas E 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 0 0 0 Common Stock 2680 D Stock Units 2016-09-30 4 A 0 444 67.56 A Common Stock 444.0 2036 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Bradley R. Gabriel Attorney-in-Fact for Thomas E. Richards 2016-10-04