0000073124-16-000443.txt : 20160902 0000073124-16-000443.hdr.sgml : 20160902 20160902171810 ACCESSION NUMBER: 0000073124-16-000443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 161869354 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_147285107833093.xml FORM 4 X0306 4 2016-09-01 0 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 EVP/Chief Risk Officer Common Stock 2016-09-01 4 M 0 10000 52.69 A 78963 D Common Stock 2016-09-01 4 S 0 10000 71.35 D 68963 D Common Stock 3823.31 I 401(k) as of 6-30-16 Employee Stock Option (right-to-buy) 52.69 2016-09-01 4 M 0 10000 0 D 2023-02-11 Common Stock 10000.0 13487 D Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. This option becomes exercisable in four equal annual installments beginning 2/11/2014. Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes 2016-09-02