0000073124-16-000443.txt : 20160902
0000073124-16-000443.hdr.sgml : 20160902
20160902171810
ACCESSION NUMBER: 0000073124-16-000443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160901
FILED AS OF DATE: 20160902
DATE AS OF CHANGE: 20160902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohodes Jeffrey D.
CENTRAL INDEX KEY: 0001514798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 161869354
MAIL ADDRESS:
STREET 1: 50 S LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_147285107833093.xml
FORM 4
X0306
4
2016-09-01
0
0000073124
NORTHERN TRUST CORP
NTRS
0001514798
Cohodes Jeffrey D.
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
EVP/Chief Risk Officer
Common Stock
2016-09-01
4
M
0
10000
52.69
A
78963
D
Common Stock
2016-09-01
4
S
0
10000
71.35
D
68963
D
Common Stock
3823.31
I
401(k) as of 6-30-16
Employee Stock Option (right-to-buy)
52.69
2016-09-01
4
M
0
10000
0
D
2023-02-11
Common Stock
10000.0
13487
D
Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
This option becomes exercisable in four equal annual installments beginning 2/11/2014.
Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes
2016-09-02