0000073124-16-000368.txt : 20160420 0000073124-16-000368.hdr.sgml : 20160420 20160420195240 ACCESSION NUMBER: 0000073124-16-000368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160419 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAVID BYRON JR CENTRAL INDEX KEY: 0001478669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 161582349 MAIL ADDRESS: STREET 1: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_146119634945472.xml FORM 4 X0306 4 2016-04-19 0 0000073124 NORTHERN TRUST CORP NTRS 0001478669 SMITH DAVID BYRON JR 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 0 0 0 Common Stock 2016-04-19 4 A 0 1531 0 A 1531 D Common Stock 5079 I Revocable Trust Common Stock 17394 I By Trust Common Stock 2125 I By Trust fbo Child 1 Common Stock 2125 I By Trust fbo Child 2 Common Stock 2125 I By Trust fbo Child 3 Common Stock 1704 I By Trust Common Stock 1362880 I By Trust Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. On April 19, 2016, 1,530 already reported and vested stock units, granted on April 21, 2015, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account. Shares are held in a trust for the benefit of the reporting person and his spouse, of which the reporting person is a co-trustee and shares investment control. Shares are held in a trust established for the benefit of one of the reporting person's minor children, of which the reporting person is a co-trustee and shares investment control. Shares are held in a trust established for the benefit of the reporting person and his minor children, of which the reporting person is a co-trustee and shares investment control. These shares are held in a trust of which reporting person has a partial direct pecuniary interest. Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr. 2016-04-20