0000073124-16-000316.txt : 20160218 0000073124-16-000316.hdr.sgml : 20160218 20160218201556 ACCESSION NUMBER: 0000073124-16-000316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 161439789 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_145584454513958.xml FORM 4 X0306 4 2016-02-16 0 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2016-02-16 4 A 0 9657 0 A 46018 D Common Stock 25368 I By Trust Common Stock 30000 I GRAT Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8332.32 I 401(k) as of 12-31-2015 Employee Stock Option (right-to-buy) 58.25 2016-02-16 4 A 0 34489 0 A 2026-02-16 Common Stock 34489.0 34489 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This option becomes exercisable in four equal annual installments beginning 2/16/2017. Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter 2016-02-18