0000073124-15-000164.txt : 20150622
0000073124-15-000164.hdr.sgml : 20150622
20150622184449
ACCESSION NUMBER: 0000073124-15-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150622
FILED AS OF DATE: 20150622
DATE AS OF CHANGE: 20150622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Potter Stephen N
CENTRAL INDEX KEY: 0001378549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 15945721
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_143501307965766.xml
FORM 4
X0306
4
2015-06-22
0
0000073124
NORTHERN TRUST CORP
NTRS
0001378549
Potter Stephen N
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
President / Asset Management
Common Stock
2015-06-22
4
M
0
26042
63.36
A
67148
D
Common Stock
2015-06-22
4
S
0
26042
78
D
41106
D
Common Stock
40287
I
By Trust
Common Stock
1270
I
Spouse as Trustee for Son
Common Stock
1270
I
Spouse as Trustee for Daughter
Common Stock
8335.41
I
401(k) as of 3-31-2015
Employee Stock Option (right-to-buy)
63.36
2015-06-22
4
M
0
26042
0
D
2017-02-20
Common Stock
26042.0
0
D
Includes 41,106 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
This option became exercisable in four equal annual installments beginning 2/20/2008.
Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter
2015-06-23