0000073124-15-000164.txt : 20150622 0000073124-15-000164.hdr.sgml : 20150622 20150622184449 ACCESSION NUMBER: 0000073124-15-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150622 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potter Stephen N CENTRAL INDEX KEY: 0001378549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 15945721 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_143501307965766.xml FORM 4 X0306 4 2015-06-22 0 0000073124 NORTHERN TRUST CORP NTRS 0001378549 Potter Stephen N 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 President / Asset Management Common Stock 2015-06-22 4 M 0 26042 63.36 A 67148 D Common Stock 2015-06-22 4 S 0 26042 78 D 41106 D Common Stock 40287 I By Trust Common Stock 1270 I Spouse as Trustee for Son Common Stock 1270 I Spouse as Trustee for Daughter Common Stock 8335.41 I 401(k) as of 3-31-2015 Employee Stock Option (right-to-buy) 63.36 2015-06-22 4 M 0 26042 0 D 2017-02-20 Common Stock 26042.0 0 D Includes 41,106 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. This option became exercisable in four equal annual installments beginning 2/20/2008. Bradley R. Gabriel, Attorney-in-Fact for Stephen N. Potter 2015-06-23