0000073124-15-000134.txt : 20150423
0000073124-15-000134.hdr.sgml : 20150423
20150423200357
ACCESSION NUMBER: 0000073124-15-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150421
FILED AS OF DATE: 20150423
DATE AS OF CHANGE: 20150423
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAVID BYRON JR
CENTRAL INDEX KEY: 0001478669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 15789716
MAIL ADDRESS:
STREET 1: 3600 WEST LAKE AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60026
4
1
wf-form4_142983382759983.xml
FORM 4
X0306
4
2015-04-21
0
0000073124
NORTHERN TRUST CORP
NTRS
0001478669
SMITH DAVID BYRON JR
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
0
0
0
Common Stock
2015-04-21
4
A
0
1530
0
A
1530
D
Common Stock
3549
I
Revocable Trust
Common Stock
17394
I
By Trust
Common Stock
2125
I
By Trust fbo Child 1
Common Stock
2125
I
By Trust fbo Child 2
Common Stock
2125
I
By Trust fbo Child 3
Common Stock
1704
I
By Trust
Common Stock
1362880
I
By Trust
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
On April 21, 2015, 1,677 already reported and vested stock units, granted on April 15, 2014, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
Shares are held in a trust for the benefit of the reporting person and his spouse.
Shares are held in a trust established for the benefit of one of the reporting person's minor children, of which the reporting person is a co-trustee.
Shares are held in a trust established for the benefit of one of the reporting person's minor children, of which the reporting person is a co-trustee.
Shares are held in a trust established for the benefit of one of the reporting person's minor children, of which the reporting person is a co-trustee.
Shares are held in a trust established for the benefit of the reporting person's minor children, of which the reporting person is a co-trustee and shares investment control.
These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
Bradley R. Gabriel, Attorney-in-Fact for David H. B. Smith, Jr.
2015-04-23