0000073124-15-000029.txt : 20150127
0000073124-15-000029.hdr.sgml : 20150127
20150127191405
ACCESSION NUMBER: 0000073124-15-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150123
FILED AS OF DATE: 20150127
DATE AS OF CHANGE: 20150127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 15552855
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
wf-form4_142240403503216.xml
FORM 4
X0306
4
2015-01-23
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman and CEO
Common Stock
2015-01-23
5
G
0
E
2981
0
D
126892
I
By Trust
Common Stock
211749
D
Common Stock
55871
I
GRATs
Common Stock
8710
I
By Spouse
Common Stock
33116.57
I
401(k) as of 12-31-2014
Reflects the January 22, 2015 transfer of 31,318 shares previously directly held by the reporting person into the reporting person's existing revocable trust account.
On January 23, 2015, the reporting person's beneficially owned grantor retained annuity trust distributed 9,397 shares to the reporting person's existing revocable trust as an annuity payment in accordance with the terms of the GRAT instrument.
Includes 211,629 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2015-01-27