0000073124-15-000029.txt : 20150127 0000073124-15-000029.hdr.sgml : 20150127 20150127191405 ACCESSION NUMBER: 0000073124-15-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150123 FILED AS OF DATE: 20150127 DATE AS OF CHANGE: 20150127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 15552855 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 4 1 wf-form4_142240403503216.xml FORM 4 X0306 4 2015-01-23 0 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 SOUTH LASALLE STREET CHICAGO IL 60603 1 1 0 0 Chairman and CEO Common Stock 2015-01-23 5 G 0 E 2981 0 D 126892 I By Trust Common Stock 211749 D Common Stock 55871 I GRATs Common Stock 8710 I By Spouse Common Stock 33116.57 I 401(k) as of 12-31-2014 Reflects the January 22, 2015 transfer of 31,318 shares previously directly held by the reporting person into the reporting person's existing revocable trust account. On January 23, 2015, the reporting person's beneficially owned grantor retained annuity trust distributed 9,397 shares to the reporting person's existing revocable trust as an annuity payment in accordance with the terms of the GRAT instrument. Includes 211,629 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell 2015-01-27