0000073124-14-000040.txt : 20141119 0000073124-14-000040.hdr.sgml : 20141119 20141119183628 ACCESSION NUMBER: 0000073124-14-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141118 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 141237004 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 4 1 wf-form4_141644017775450.xml FORM 4 X0306 4 2014-11-18 0 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 ExecutiveVP/Chief Risk Officer Common Stock 2014-11-18 4 M 0 5000 55.39 A 26677 D Common Stock 2014-11-18 4 S 0 5000 68.20 D 21677 D Common Stock 18170 D Common Stock 3815.48 I 401(k) as of 9-30-2014 Employee Stock Option (right-to-buy) 55.39 2014-11-18 4 M 0 5000 0 D 2019-02-16 Common Stock 5000.0 5000 D This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. This option became exercisable in four equal annual installments beginning 2/16/2010. Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes 2014-11-19