0000073124-14-000036.txt : 20141117
0000073124-14-000036.hdr.sgml : 20141117
20141117171005
ACCESSION NUMBER: 0000073124-14-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141113
FILED AS OF DATE: 20141117
DATE AS OF CHANGE: 20141117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohodes Jeffrey D.
CENTRAL INDEX KEY: 0001514798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 141228634
MAIL ADDRESS:
STREET 1: 50 S LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
4
1
wf-form4_141626219413183.xml
FORM 4
X0306
4
2014-11-13
0
0000073124
NORTHERN TRUST CORP
NTRS
0001514798
Cohodes Jeffrey D.
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
ExecutiveVP/Chief Risk Officer
Common Stock
2014-11-13
4
M
0
100
55.39
A
21777
D
Common Stock
2014-11-13
4
D
0
100
68.20
D
21677
D
Common Stock
18170
D
Common Stock
3815.48
I
401(k) as of 9-30-2014
Employee Stock Option (right-to-buy)
55.39
2014-11-13
4
M
0
100
0
D
2019-02-16
Common Stock
100.0
9900
D
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 1Ob5-l.
This option became exercisable in four equal annual installments beginning 2/16/2010.
Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes
2014-11-17