0000073124-14-000029.txt : 20141031
0000073124-14-000029.hdr.sgml : 20141031
20141031162519
ACCESSION NUMBER: 0000073124-14-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141024
FILED AS OF DATE: 20141031
DATE AS OF CHANGE: 20141031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADDELL FREDERICK H
CENTRAL INDEX KEY: 0001223690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 141186880
MAIL ADDRESS:
STREET 1: 50 S. LA SALLE ST.
CITY: CHICAGO
STATE: IL
ZIP: 60675
4
1
wf-form4_141478710908875.xml
FORM 4
X0306
4
2014-10-24
0
0000073124
NORTHERN TRUST CORP
NTRS
0001223690
WADDELL FREDERICK H
50 S. LASALLE STREET
CHICAGO
IL
60603
1
1
0
0
Chairman and CEO
Common Stock
2014-10-24
5
G
0
E
640
0
D
89158
I
By Trust
Common Stock
2014-10-27
5
G
0
E
15938
0
D
65268
I
GRATs
Common Stock
211629
D
Common Stock
120
D
Common Stock
8710
I
By Spouse
Common Stock
32948.53
I
401(k) as of 9/30/2014
On October 27, 2014, a distribution of 14,905 shares of the Corporation's common stock was made from a beneficially owned grantor retained annuity trust into the reporting person's personal trust and 15,938 shares were distributed to the remaindermen of the grantor retained annuity trust as gifts.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Bradley R. Gabriel, Attorney-in-Fact for Frederick H. Waddell
2014-10-31