-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pd+VamZHveTEumi1Rp6HsnDNUvQAI1OkBpHvFAplxGVan7gpGb9nlTaM38iUTYta gubb6BFVd9ihF2g0bX3tgA== 0000073124-07-000039.txt : 20070222 0000073124-07-000039.hdr.sgml : 20070222 20070222122347 ACCESSION NUMBER: 0000073124-07-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070220 FILED AS OF DATE: 20070222 DATE AS OF CHANGE: 20070222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 07641127 BUSINESS ADDRESS: BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-20 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 S. LA SALLE ST. CHICAGO IL 60603 1 1 0 0 President and COO Common Stock 115197 I By Trust Common Stock 751 I By Son Common Stock 751 I By Son Common Stock 864 D Common Stock 14475 I By Spouse Common Stock 75286 D Common Stock 28069 I 401(k) Employee Stock Option (right-to-buy) 63.36 2007-02-20 4 A 0 65105 0 A 2017-02-20 Common Stock 65105 65105 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 12/31/2006 The option becomes exercisable in four equal installments beginning February 20, 2008. Eileen C. Ratzka POA for Frederick H. Waddell 2007-02-22 -----END PRIVACY-ENHANCED MESSAGE-----