-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S9/AxEX+g4gP/W3+GO4Nj7QHTgyScNjfNbEq0fNlgDna7/qYQ1zjE3MwpJzxV1ZZ bhlM++1hbH/+hzkuTWxsug== 0000073124-07-000014.txt : 20070123 0000073124-07-000014.hdr.sgml : 20070123 20070123180305 ACCESSION NUMBER: 0000073124-07-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070123 FILED AS OF DATE: 20070123 DATE AS OF CHANGE: 20070123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH HAROLD B CENTRAL INDEX KEY: 0001187129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 07547773 BUSINESS ADDRESS: BUSINESS PHONE: 847-657-4929 MAIL ADDRESS: STREET 1: C/O ILLINOIS TOOL WORKS INC STREET 2: 3600 W. LAKE AVENUE CITY: GLENVIEW STATE: IL ZIP: 60026-1215 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-23 0000073124 NORTHERN TRUST CORP NTRS 0001187129 SMITH HAROLD B 50 S. LA SALLE ST. CHICAGO IL 60675 1 0 0 0 Common Stock 2007-01-23 4 S 0 497 60.19 D 1237651 I By Trust Common Stock 2007-01-23 4 S 0 3 60.20 D 1237648 I By Trust Common Stock 2007-01-23 4 S 0 1100 60.23 D 1236548 I By Trust Common Stock 2007-01-23 4 S 0 300 60.24 D 1236248 I By Trust Common Stock 2007-01-23 4 S 0 1194 60.26 D 1235054 I By Trust Common Stock 2007-01-23 4 S 0 404 60.27 D 1234650 I By Trust Common Stock 2007-01-23 4 S 0 200 60.28 D 1234450 I By Trust Common Stock 2007-01-23 4 S 0 900 60.29 D 1233550 I By Trust Common Stock 2007-01-23 4 S 0 302 60.30 D 1233248 I By Trust Common Stock 2007-01-23 4 S 0 200 60.31 D 1233048 I By Trust Common Stock 2007-01-23 4 S 0 1 60.32 D 1233047 I By Trust Common Stock 2007-01-23 4 S 0 99 60.33 D 1232948 I By Trust Common Stock 2007-01-23 4 S 0 1212 60.35 D 1231736 I By Trust Common Stock 2007-01-23 4 S 0 588 60.36 D 1231148 I By Trust Common Stock 2007-01-23 4 S 0 1830 60.37 D 1229318 I By Trust Common Stock 2007-01-23 4 S 0 270 60.38 D 1229048 I By Trust Common Stock 2007-01-23 4 S 0 200 60.42 D 1228848 I By Trust Common Stock 2007-01-23 4 S 0 700 60.43 D 1228148 I By Trust Common Stock 204732 I By Trust Common Stock 5760 I By Trust Common Stock 5304 I By Trust Common Stock 1440 I By Trust Common Stock 727928 I By Trust Common Stock 1602.66 D One of three trusts that were previously reported collectively. Each trust is being listed individually for this Form 4. Reporting person is a co-trustee and has a contingent beneficial interest. Shares held in a revocable trust created by the reporting person. Shares held in a trust of which the reporting person is a co-trustee and has a direct beneficial interest. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Eileen C. Ratzka POA for Harold B.Smith 2007-01-23 -----END PRIVACY-ENHANCED MESSAGE-----