-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wo673r0WLb//V2HeFCTRp9/9jD5X5Rvj5Qwkm1AR4iLt+fV/uhei/NHNWrrPLLyP xbmnFd1eNZI4udzYks4sRw== 0000073124-06-000133.txt : 20061024 0000073124-06-000133.hdr.sgml : 20061024 20061024191840 ACCESSION NUMBER: 0000073124-06-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061024 DATE AS OF CHANGE: 20061024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADDELL FREDERICK H CENTRAL INDEX KEY: 0001223690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 061161218 BUSINESS ADDRESS: BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S. LA SALLE ST. CITY: CHICAGO STATE: IL ZIP: 60675 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-20 0000073124 NORTHERN TRUST CORP NTRS 0001223690 WADDELL FREDERICK H 50 S. LA SALLE ST. CHICAGO IL 60675 1 1 0 0 President and COO Common Stock 2006-10-20 4 F 0 2081 57.185 D 75826 D Common Stock 112307 I By Trust Common Stock 2006-10-20 5 G 0 1402 0 D 110905 I By Trust Common Stock 864 D Common Stock 370 I UTMA-Son Common Stock 370 I By Son Common Stock 14475 I By Spouse Common Stock 27960 I 401(k) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. 2,081 stock units withheld in payment of taxes resulting from the vesting of 6,000 stock units. Total reflects the distribution of 6,000 vested stock units as shares of common stock. (Reporting person is deferring 754 stock units.) Total reflects the distribution of 3,165 shares of common stock (net of taxes and deferral) resulting from the vesting of stock units. as of 9/30/2006 Eileen C. Ratzka POA for Frederick H. Waddell 2006-10-24 -----END PRIVACY-ENHANCED MESSAGE-----