-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1r005uJACNa4F4TTW2CH37VPdCiDnB1E91D4uQYSuvYXbpb/sMx3PbpNpo0kiGo go+vPAthivIkMBsYgGYshA== 0000073124-05-000081.txt : 20050706 0000073124-05-000081.hdr.sgml : 20050706 20050706142320 ACCESSION NUMBER: 0000073124-05-000081 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050706 DATE AS OF CHANGE: 20050706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schreuder Jana R CENTRAL INDEX KEY: 0001328600 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 05940089 BUSINESS ADDRESS: BUSINESS PHONE: 3124447380 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-06-30 0 0000073124 NORTHERN TRUST CORP NTRS 0001328600 Schreuder Jana R 50 S. LA SALLE ST. CHICAGO IL 60675 0 1 0 0 EVP & Head of Corporate Mgmt. Common Stock 29159 I By Trust Common Stock 31000 D Common Stock 10084 I 401(k) Employee Stock Option 16.75 1998-09-17 2006-09-17 Common Stock 5968 D Employee Stock Option 28.3125 1999-09-16 2007-09-16 Common Stock 14000 D Employee Stock Option 34.5938 2000-09-15 2008-09-15 Common Stock 16000 D Employee Stock Option 45.1563 2009-05-13 Common Stock 16400 D Employee Stock Option 70.2813 2010-05-15 Common Stock 25000 D Employee Stock Option 68.105 2011-05-21 Common Stock 20000 D Employee Stock Option 53.655 2002-08-19 2012-02-19 Common Stock 1398 D Employee Stock Option 52.30 2012-05-20 Common Stock 20000 D Employee Stock Option 32.615 2003-08-18 2013-02-18 Common Stock 2392 D Employee Stock Option 32.615 2013-02-18 Common Stock 25000 D Employee Stock Option 49.12 2014-02-17 Common Stock 25000 D Employee Stock Option 44.465 2005-03-31 2015-02-15 Common Stock 25000 D Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of 6/30/2005 The option became exercisable as to10,932 shares on May 13, 2001, and became exercisable as to the remaining 5,468 shares on May 13, 2002. The option became exercisable as to 8,334 shares on May 15, 2001, became exercisable as to 8,333 shares on May 15, 2002, and became exercisable as to the remaining 8,333 shares on May 15, 2003. This option became exercisable as to 6,667 shares on May 21, 2002, became exercisable as to 6,666 shares on May 21, 2003, and became exercisable as to 6,667 shares on May 21, 2004. This option became exercisable as to 6,667 shares on May 20, 2003, became exercisable as to 6,666 shares on May 20, 2004, and became exercisable as to the remaining 6,667 on May 20, 2005. This option became exercisable as to 8,334 shares on February 18, 2004, became exercisable as to 8,333 shares on February 18, 2005, and becomes exercisable as to the remaining 8,333 shares on February 18, 2006. This option became exercisable as to 6,250 shares on February 17, 2005, becomes exercisable as to 6,250 shares on February 17, 2006, becomes exercisable as to 6,250 shares on February 17, 2007, and becomes execisable as to the remaining 6,250 shares on February 17, 2008. Eileen C. Ratzka as POA for Jana R. Schreuder 2005-07-06 -----END PRIVACY-ENHANCED MESSAGE-----