-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N1ObfnsWiIpA3inaoqe/4/uN0SGOsLTf1i9fJ5TDH8jHxyzzASplILkvJzgYv2YD Vuk3MxlYo4gJRcuAwYSmvw== 0000073124-05-000063.txt : 20050422 0000073124-05-000063.hdr.sgml : 20050422 20050422151709 ACCESSION NUMBER: 0000073124-05-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050421 FILED AS OF DATE: 20050422 DATE AS OF CHANGE: 20050422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINTER ALISON A CENTRAL INDEX KEY: 0001188088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 05767311 BUSINESS ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S L SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-04-21 0000073124 NORTHERN TRUST CORP NTRS 0001188088 WINTER ALISON A 50 S. LA SALLE ST. CHICAGO IL 60675 0 1 0 0 EVP & President/PFS-NE Common Stock 2005-04-21 4 S 0 775 44.35 D 16913 I Winter Family Trust Common Stock 2005-04-21 4 S 0 700 44.33 D 16213 I Winter Family Trust Common Stock 2005-04-21 4 S 0 300 44.32 D 15913 I Winter Family Trust Common Stock 2005-04-21 4 S 0 1600 44.29 D 14313 I Winter Family Trust Common Stock 2005-04-21 4 S 0 100 44.28 D 14213 I Winter Family Trust Common Stock 2005-04-21 4 S 0 600 44.22 D 13613 I Winter Family Trust Common Stock 2005-04-21 4 S 0 1600 44.18 D 12013 I Winter Family Trust Common Stock 2005-04-21 4 S 0 625 44.17 D 11388 I Winter Family Trust Common Stock 2005-04-21 4 S 0 200 44.16 D 11188 I Winter Family Trust Common Stock 2005-04-21 4 S 0 1000 44.15 D 10188 I Winter Family Trust Common Stock 2005-04-22 5 G 0 800 0 D 9388 I Winter Family Trust Common Stock 2005-04-21 4 S 0 600 44.34 D 2400 I Winter Family Trust Common Stock 2005-04-21 4 S 0 1800 44.33 D 600 I Winter Family Trust Common Stock 2005-04-21 4 S 0 300 44.32 D 300 I Winter Family Trust Common Stock 2005-04-21 4 S 0 300 44.31 D 0 I Winter Family Trust Common Stock 2005-04-21 4 S 0 100 44.403 D 0 I By Trust Common Stock 3185 I POA for Son Common Stock 2255 I POA for Daughter Common Stock 32439 I 401(k) Common Stock 48000 D On January 1, 2005 the Northern Trust Employee Stock Ownership Plan ( ESOP) was merged with The Northern Trust Company Thrift Incentive Plan (401(k)). This holding reflects the reporting person's shares in the Northern Trust Common Stock Fund in the 401(k) and the Former ESOP Fund. Before the merger, the two funds were reported separately. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. as of March 31, 2005 Eileen C. Ratzka POA for Alison A. Winter 2005-04-22 -----END PRIVACY-ENHANCED MESSAGE-----