-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E6fjFj+SLFiqNf0uo7/2wClJ80DQYNrV4pSxPpjBBkEgGyJERS2/f+58r15reI6j 3fsJ0euH4SfQHxMC6Uj2vg== 0000073124-04-000113.txt : 20041026 0000073124-04-000113.hdr.sgml : 20041026 20041026135543 ACCESSION NUMBER: 0000073124-04-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041022 FILED AS OF DATE: 20041026 DATE AS OF CHANGE: 20041026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERO PERRY R CENTRAL INDEX KEY: 0001188085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 041096148 BUSINESS ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-22 0000073124 NORTHERN TRUST CORP NTRS 0001188085 PERO PERRY R 50 S. LA SALLE ST. CHICAGO IL 60675 0 1 0 0 Vice Chairman Common Stock 2004-10-22 4 F 0 3402 39.755 D 97456 D Common Stock 2004-10-22 4 F 0 1131 39.755 D 648284 D Common Stock 89821 I 401(k) Common Stock 15443 I ESOP Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Stock units (3,402) withheld in payment of taxes due upon the vesting of 16,000 stock units. Reporting person is deferring receipt of 4,681 stock units and taking a distribution of the balance of 7,917 stock units. Total represents the distribution of 11,319 stock units as described in Footnote 2. Mature shares surrendered in payment of an additional 10 percent in taxes relating to the distribution of stock units as described in Footnote 2. Total reflects the distribution of 7,917 stock units as shares of common stock as described in Footnote 2. as of 09/30/2004 as of 12/31/2003 Eileen C. Ratzka POA for Perry R. Pero 2004-10-26 -----END PRIVACY-ENHANCED MESSAGE-----