-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UJLvQxmsC4BjJqsapOKLv5OGhr96EovBeznqlheH0MDblEdkMDzZ+c5JUpYFNdao vOdXJyXVKTgD5nGPqgEjnQ== 0000073124-04-000038.txt : 20040130 0000073124-04-000038.hdr.sgml : 20040130 20040130104401 ACCESSION NUMBER: 0000073124-04-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040129 FILED AS OF DATE: 20040130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSBORN WILLIAM A CENTRAL INDEX KEY: 0001171797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 04554429 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-29 0 0000073124 NORTHERN TRUST CORP NTRS 0001171797 OSBORN WILLIAM A 100 NE ADAMS STREET PEORIA IL 61629 1 1 0 0 Chairman, CEO & President Common Stock 2004-01-29 4 M 0 49388 9.4219 A 406404 D Common Stock 2004-01-29 4 F 1 11651 47.355 D 394753 D Common Stock 37055 I By Spouse Common Stock 62807 I 401(k) Common Stock 15390 I ESOP Common Stock 260967 D Common Stock (right-to-buy) 9.4219 2004-01-29 4 M 0 49388 0 D 1996-09-20 2004-09-20 Common Stock 49388 0 D as of 9/30/2003 Represents stock units payable automatically in common stock on a 1-for-1 basis. with tandem tax withholding right Eileen C. Ratzka POA William A. Osborn 2004-01-30 -----END PRIVACY-ENHANCED MESSAGE-----