0000073088-23-000052.txt : 20230307 0000073088-23-000052.hdr.sgml : 20230307 20230307150016 ACCESSION NUMBER: 0000073088-23-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hines John D CENTRAL INDEX KEY: 0001522051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 23712253 MAIL ADDRESS: STREET 1: 208 N MONTANA AVENUE STREET 2: SUITE 205 CITY: HELENA STATE: MT ZIP: 59601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167821920528006.xml FORM 4 X0306 4 2023-03-03 0 0000073088 NORTHWESTERN CORP NWE 0001522051 Hines John D 208 N. MONTANA AVENUE, SUITE 205 HELENA MT 59601 0 1 0 0 VP - Supply & MT GA Common Stock 2023-03-03 4 A 0 702 56.92 A 28715 D Common Stock 2023-03-03 4 A 0 326 56.92 A 29041 D Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2017 Executive Retirement-Retention Program. Share price is the closing share price on 2/16/2023, the date when the company's Board of Directors approved payout and vesting of the award. Total shares owned includes shares acquired from participation through dividend reinvestment. Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2020 Long-Term Incentive Program. Emily L. Folsom, by power of attorney 2023-03-07