0000073088-17-000058.txt : 20170303 0000073088-17-000058.hdr.sgml : 20170303 20170303173032 ACCESSION NUMBER: 0000073088-17-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pohl Curtis T CENTRAL INDEX KEY: 0001335070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 17665407 MAIL ADDRESS: STREET 1: 125 S. DAKOTA AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 4 1 wf-form4_148858021432113.xml FORM 4 X0306 4 2017-03-01 0 0000073088 NORTHWESTERN CORP NWE 0001335070 Pohl Curtis T 3010 WEST 69TH STREET SIOUX FALLS SD 57108 0 1 0 0 Vice President - Distribution Common Stock 2017-03-01 4 A 0 2866 57.40 A 19519 D Common Stock 2017-03-01 4 A 0 637 57.62 A 20156 D Shares acquired upon 12/31/16 vesting of performance units granted under the company's 2014 Long-Term Incentive Program. Share price is the closing share price on 2/16/17, the date when the company's Board of Directors approved payout and vesting of the award. Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan. Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Shares acquired upon 12/31/16 vesting of performance units granted under the company's 2011 Executive Retirement-Retention Plan. Share price is the closing share price on 2/17/17, the date when the company's Board of Directors approved payout and vesting of the award. Emily J. Larkin, by power of attorney 2017-03-03