-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IR37SkC2X0fmJVVnZn9uYvgqXGunjQ7xlguFAQdTcxl317j3Jcxt4nN0Mv1bD0BO wM5BabY2cNAiejmJS4jDmw== 0000073088-08-000016.txt : 20080403 0000073088-08-000016.hdr.sgml : 20080403 20080403162229 ACCESSION NUMBER: 0000073088-08-000016 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20080403 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080403 DATE AS OF CHANGE: 20080403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 08737749 BUSINESS ADDRESS: STREET 1: 125 S DAKOTA AVENUE STREET 2: SUITE 1100 CITY: SIOUX STATE: SD ZIP: 57104 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 125 S DAKOTA AVENUE STREET 2: SUITE 1100 CITY: SIOUX STATE: SD ZIP: 57104 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 8-K 1 ek040108_nyselisting.htm

 


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 3, 2008

 

NorthWestern Corporation

(Exact name of registrant as specified in its charter)

 

 

Delaware
(State or other jurisdiction of incorporation)

1-10499
(Commission File Number)

46-0172280
(IRS Employer Identification No.)

3010 W. 69th Street
Sioux Falls, South Dakota
(Address of principal executive offices)

 

57108
(Zip Code)

 

(605) 978-2900

(Registrant’s telephone number, including area code)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 


Item 3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On April 3, 2008, NorthWestern Corporation issued a press release announcing that it has applied to list its common stock, par value $.01 per share (the “Common Stock”), on the New York Stock Exchange (the “NYSE”) under the new symbol “NWE”. Subject to the approval by the NYSE of NorthWestern Corporation’s listing application, NorthWestern Corporation expects that the Common Stock will begin trading on the NYSE on May 1, 2008.

 

Also, on April 3, 2008, NorthWestern Corporation informed the NASDAQ Stock Market that NorthWestern Corporation (1) intends to transfer its listing to the NYSE, and (2) plans to request that the NASDAQ Stock Market cease listing of the Common Stock effective at the close of the market on April 30, 2008. Until that time, NorthWestern Corporation will continue to trade on the NASDAQ Global Select Market under the symbol “NWEC”. NorthWestern Corporation’s Board of Directors has approved the transfer to the NYSE.

 

The press release announcing the filing of NorthWestern Corporation’s application to list the Common Stock on the NYSE is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.

 

 

Item 9.01

Financial Statements and Exhibits.

 

EXHIBIT NO.

DESCRIPTION OF DOCUMENT

99.1*

Press Release dated April 3, 2008

 

* filed herewith

 

2

 


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

NORTHWESTERN CORPORATION

 

 

 


 

 

By:

________________________________________

 

 

 

Thomas J. Knapp

 

 

 

Vice President, General Counsel
and Corporate Secretary

 

 

 

Date: April 3, 2008

 

 

 

 

3

 


Index to Exhibits

 

EXHIBIT NO.

DESCRIPTION OF DOCUMENT

99.1*

Press Release dated April 3, 2008

 

* filed herewith

 

4

 

 

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NorthWestern Corporation

d/b/a NorthWestern Energy

3010 West 69th Street

Sioux Falls, SD 57108

www.northwesternenergy.com

 

News Release

FOR IMMEDIATE RELEASE

 

 

NASDAQ-GS: NWEC

 

 

Media Contact:

Bobbi Schroeppel

(866) 622-8081

bobbi.schroeppel@northwestern.com

Investor Relations Contact:

Dan Rausch

(605) 978-2902

daniel.rausch@northwestern.com

 

 

 

NorthWestern Files Application to Begin Trading on New York Stock Exchange

 

SIOUX FALLS, S.D. – April 3, 2008 – NorthWestern Corporation d/b/a NorthWestern Energy (NASDAQ-GS: NWEC) today announced that the Company has filed an application with NYSE Euronext (“NYSE”) to move from the NASDAQ Global Select Market to the NYSE and expects to begin trading on the NYSE under the ticker symbol “NWE” on May 1, 2008. The Company will ring the opening bell on Tuesday May 20, 2008, to celebrate the occasion.

 

“Today marks an exciting new chapter in NorthWestern’s long history with the NYSE,” said Mike Hanson, President and Chief Executive Officer. “Our return to the NYSE is a testament to NorthWestern’s steady stream of strong financial results over the last three years. NorthWestern is well-positioned for growth, and we look forward to continuing our relationship with the NYSE in order to enhance shareholder value. We are confident that listing alongside our peer group on the NYSE will increase NorthWestern’s visibility with investors.”

 

"We are pleased to welcome NorthWestern back to our family of listed companies," said Catherine R. Kinney, Group EVP and Head of Global Listings, NYSE Euronext. "We look forward to an outstanding partnership with the company and providing NorthWestern with the superior market quality, brand visibility and information services offered to issuers on the NYSE Euronext."

 

About NorthWestern Energy

 

NorthWestern Energy is one of the largest providers of electricity and natural gas in the Upper Midwest and Northwest, serving approximately 650,000 customers in Montana, South Dakota and Nebraska. More information on NorthWestern Energy is available on the Company's Web site at www.northwesternenergy.com.

 

# # #

 

 

 

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