-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RPqbUSdQoOdeuQ+YBCCzIVQM/tt3IsUsa/dVxPBOqmrLx1wFOgR5s2K/WLV2CmQN P58+2MOribVx4NieNZ97GA== 0001209191-08-063765.txt : 20081203 0001209191-08-063765.hdr.sgml : 20081203 20081203113858 ACCESSION NUMBER: 0001209191-08-063765 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081126 FILED AS OF DATE: 20081203 DATE AS OF CHANGE: 20081203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 081226759 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 4/A 1 c77949_4ax0.xml MAIN DOCUMENT DESCRIPTION X0303 4/A 2008-11-26 2008-12-01 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0000073076 NORTHWESTERN MUTUAL LIFE INSURANCE CO 720 EAST WISCONSIN AVENUE MILWAUKEE WI 53202 0 0 0 1 See General Remarks below Senior Notes, Series D due December 21, 2014 2008-11-26 4 S 0 10900000 11118000 D 11800000 D As a result of a ministerial error, the original filing showed an incorrect remaining principal amount of the securities beneficially owned by the Reporting Person following the reported transaction. Filed pursuant to Section 30(h) and Rule 30h-1 of the Investment Company Act of 1940, as amended. The securities referred to in Table I, Item 1 of this Form 4A are senior debt securities which the Reporting Person is informed represent in excess of 10% of the senior debt securities of the Issuer. THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY By Howard Stern, Its authorized representative 2008-12-03 -----END PRIVACY-ENHANCED MESSAGE-----