The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58 COM INC | SPON ADR REP A | 31680Q104 | 109 | 2,625 | SH | DFND | 2,625 | 0 | 0 | ||
CELLULAR DYNAMICS INTL INC | COM | 15117V109 | 1,542 | 239,762 | SH | DFND | 239,762 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 5,280 | 319,449 | SH | DFND | 319,449 | 0 | 0 | ||
HORSEHEAD HLDG CORP | COM | 440694305 | 10,131 | 640,000 | SH | DFND | 640,000 | 0 | 0 | ||
NEWSTAR FINANCIAL INC | COM | 65251F105 | 19,910 | 1,555,459 | SH | DFND | 1,555,459 | 0 | 0 |