0000073076-13-000004.txt : 20130426
0000073076-13-000004.hdr.sgml : 20130426
20130426133905
ACCESSION NUMBER: 0000073076-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130426
DATE AS OF CHANGE: 20130426
EFFECTIVENESS DATE: 20130426
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000073076
IRS NUMBER: 390509570
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00229
FILM NUMBER: 13786414
BUSINESS ADDRESS:
STREET 1: 720 E WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142992508
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
nml13q1.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31,2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Northwestern Mutual Life Insurance Company
Address: 720 East Wisconsin Avenue
Milwaukee, WI 53202
13F File Number: 28-00229
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald P. Joelson
Title: Chief Investment Officer
Phone: 414-665-3766
Signature, Place, and Date of Signing:
Ronald P. Joelson Milwaukee, WI April 26, 2013
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01096 Russell Trust Company
028-01190 Frank Russell Company
028-10206 Mason Street Advisors, LLC
028-11160 Northwestern Mutual Wealth Management Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 134
Form 13F Information Table Value Total: $146,501 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AFLAC INC COM 001055102 6 111 SH DEFINED 111
ALBEMARLE CORP COM 012653101 3 52 SH DEFINED 52
AMC NETWORKS INC CL A 00164V103 3 40 SH DEFINED 40
AMGEN INC COM 031162100 4 40 SH DEFINED 40
ANADARKO PETE CORP COM 032511107 3 35 SH DEFINED 35
AOL INC COM 00184X105 0 6 SH DEFINED 6
APPLE INC COM 037833100 15 33 SH DEFINED 33
AUTODESK INC COM 052769106 6 150 SH DEFINED 150
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 18 451 SH DEFINED 451
BB&T CORP COM 054937107 5 170 SH DEFINED 170
BIOGEN IDEC INC COM 09062X103 19 100 SH DEFINED 100
BLACKROCK CORPOR HI YLD FD V COM 09255P107 9 675 SH DEFINED 675
BROADCOM CORP CL A 111320107 5 130 SH DEFINED 130
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2 163 SH DEFINED 163
CATERPILLAR INC DEL COM 149123101 4 50 SH DEFINED 50
CIRRUS LOGIC INC COM 172755100 3 150 SH DEFINED 150
CITRIX SYS INC COM 177376100 3 45 SH DEFINED 45
COACH INC COM 189754104 5 100 SH DEFINED 100
COCA COLA CO COM 191216100 2 60 SH DEFINED 60
COMCAST CORP NEW CL A SPL 20030N200 10 265 SH DEFINED 265
CONOCOPHILLIPS COM 20825C104 5 90 SH DEFINED 90
CORE LABORATORIES N V COM N22717107 9 67 SH DEFINED 67
COVIDIEN PLC SHS G2554F113 2 33 SH DEFINED 33
CREE INC COM 225447101 8 153 SH DEFINED 153
DENBURY RES INC COM NEW 247916208 4 240 SH DEFINED 240
DEVON ENERGY CORP NEW COM 25179M103 2 40 SH DEFINED 40
DIRECTV COM 25490A309 12 212 SH DEFINED 212
DOLBY LABORATORIES INC COM 25659T107 3 83 SH DEFINED 83
DUKE REALTY CORP COM NEW 264411505 4 224 SH DEFINED 224
E M C CORP MASS COM 268648102 5 190 SH DEFINED 190
ECOLAB INC COM 278865100 5 60 SH DEFINED 60
EDWARDS LIFESCIENCES CORP COM 28176E108 3 40 SH DEFINED 40
EGAIN COMMUNICATIONS COM NEW 28225C806 439 50675 SH DEFINED 1 50675
EMERSON ELEC CO COM 291011104 17 300 SH DEFINED 300
EXPRESS SCRIPTS HLDG CO COM 30219G108 4 70 SH DEFINED 70
EXTREME NETWORKS INC COM 30226D106 0 100 SH DEFINED 100
EXXON MOBIL CORP COM 30231G102 0 3 SH DEFINED 3
FACEBOOK INC CL A 30303M102 3 100 SH DEFINED 100
FISERV INC COM 337738108 3 30 SH DEFINED 30
FLUOR CORP NEW COM 343412102 5 78 SH DEFINED 78
FORD MTR CO DEL COM PAR $0.01 345370860 3 250 SH DEFINED 250
FOREST LABS INC COM 345838106 9 234 SH DEFINED 234
FREEPORT-MCMORAN COPPER & GO COM 35671D857 3 90 SH DEFINED 90
GENERAL ELECTRIC CO COM 369604103 7 300 SH DEFINED 300
GRAINGER W W INC COM 384802104 6 25 SH DEFINED 25
HANCOCK HLDG CO COM 410120109 0 2 SH DEFINED 2
HOLOGIC INC COM 436440101 4 180 SH DEFINED 180
HORSEHEAD HLDG CORP COM 440694305 6963 640000 SH DEFINED 1 640000
IMMUNOGEN INC COM 45253H101 2 123 SH DEFINED 123
INTEL CORP COM 458140100 5 240 SH DEFINED 240
INTERNATIONAL BUSINESS MACHS COM 459200101 4 20 SH DEFINED 20
INVESCO LTD SHS G491BT108 4 140 SH DEFINED 140
ISHARES TR BARCLYS CR BD 464288620 7360 65371 SH DEFINED 65371
ISHARES TR BARCLYS INTER CR 464288638 22 200 SH DEFINED 200
ISHARES TR BARCLYS TIPS BD 464287176 5255 43295 SH DEFINED 43295
ISHARES TR CORE S&P MCP ETF 464287507 8394 72924 SH DEFINED 72924
ISHARES TR CORE S&P SCP ETF 464287804 3741 42938 SH DEFINED 42938
ISHARES TR HIGH YLD CORP 464288513 18 191 SH DEFINED 191
ISHARES TR MSCI ACWI INDX 464288257 13 260 SH DEFINED 260
ISHARES TR MSCI EAFE INDEX 464287465 17752 300973 SH DEFINED 300973
ISHARES TR RUSL 3000 GROW 464287671 14 246 SH DEFINED 246
ISHARES TR RUSSELL1000GRW 464287614 6 78 SH DEFINED 78
ISHARES TR RUSSELL1000VAL 464287598 24 295 SH DEFINED 295
ISHARES TR S&P NTL AMTFREE 464288414 839 7612 SH DEFINED 7612
ISHARES TR US PFD STK IDX 464288687 11 275 SH DEFINED 275
ISIS PHARMACEUTICALS INC COM 464330109 3 195 SH DEFINED 195
ITC HLDGS CORP COM 465685105 5 60 SH DEFINED 60
JOHNSON & JOHNSON COM 478160104 7 90 SH DEFINED 90
JPMORGAN CHASE & CO COM 46625H100 14 299 SH DEFINED 299
KEMPER CORP DEL COM 488401100 0 0 SH DEFINED 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 8 95 SH DEFINED 95
LACLEDE GROUP INC COM 505597104 0 0 SH DEFINED 0
LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 2 92 SH DEFINED 92
LIBERTY MEDIA CORP DELAWARE CL A 531229102 2 19 SH DEFINED 19
MACYS INC COM 55616P104 7 170 SH DEFINED 170
MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 224 6801 SH DEFINED 6801
MICROSOFT CORP COM 594918104 9 320 SH DEFINED 320
NATIONAL OILWELL VARCO INC COM 637071101 2 27 SH DEFINED 27
NEUBERGER BERMAN RE ES SEC F COM 64190A103 5 1000 SH DEFINED 1000
NEWMONT MINING CORP COM 651639106 5 110 SH DEFINED 110
NEWSTAR FINANCIAL INC COM 65251F105 19365 1463713 SH DEFINED 1 1463713
NEXTERA ENERGY INC COM 65339F101 0 1 SH DEFINED 1
NIKE INC CL B 654106103 7 120 SH DEFINED 120
NORFOLK SOUTHERN CORP COM 655844108 5 70 SH DEFINED 70
NUCOR CORP COM 670346105 2 40 SH DEFINED 40
NUVEEN QUALITY PFD INCOME FD COM 67071S101 7 750 SH DEFINED 750
OCCIDENTAL PETE CORP DEL COM 674599105 5 70 SH DEFINED 70
OFFICE DEPOT INC COM 676220106 3 800 SH DEFINED 800
PACIRA PHARMACEUTICALS INC COM 695127100 25 880 SH DEFINED 880
PALL CORP COM 696429307 6 95 SH DEFINED 95
PENNEY J C INC COM 708160106 2 100 SH DEFINED 100
PENTAIR LTD SHS H6169Q108 0 7 SH DEFINED 7
PFIZER INC COM 717081103 6 200 SH DEFINED 200
PHILIP MORRIS INTL INC COM 718172109 5 50 SH DEFINED 50
PHILLIPS 66 COM 718546104 5 65 SH DEFINED 65
PROCTER & GAMBLE CO COM 742718109 3 42 SH DEFINED 42
QUALCOMM INC COM 747525103 3 50 SH DEFINED 50
ROPER INDS INC NEW COM 776696106 3 20 SH DEFINED 20
ROSS STORES INC COM 778296103 5 90 SH DEFINED 90
SANDISK CORP COM 80004C101 8 147 SH DEFINED 147
SCHLUMBERGER LTD COM 806857108 5 70 SH DEFINED 70
SEAGATE TECHNOLOGY PLC SHS G7945M107 10 267 SH DEFINED 267
SELECT MED HLDGS CORP COM 81619Q105 1240 137781 SH DEFINED 1 137781
SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 1 100 SH DEFINED 100
SPDR S&P 500 ETF TR TR UNIT 78462F103 31096 198488 SH DEFINED 198488
SPDR SERIES TRUST BRC HGH YLD BD 78464A417 4497 109390 SH DEFINED 109390
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 3401 58138 SH DEFINED 58138
SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 385 15831 SH DEFINED 15831
SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 583 24248 SH DEFINED 24248
STARZ LIBRTY CAP COM A 85571Q102 0 19 SH DEFINED 19
TARGET CORP COM 87612E106 5 80 SH DEFINED 80
TE CONNECTIVITY LTD REG SHS H84989104 2 38 SH DEFINED 38
THE ADT CORPORATION COM 00101J106 1 16 SH DEFINED 16
TIME WARNER CABLE INC COM 88732J207 2 16 SH DEFINED 16
TIME WARNER INC COM NEW 887317303 4 66 SH DEFINED 66
TOTAL S A SPONSORED ADR 89151E109 3 70 SH DEFINED 70
TYCO INTERNATIONAL LTD SHS H89128104 1 33 SH DEFINED 33
UNITED TECHNOLOGIES CORP COM 913017109 5 55 SH DEFINED 55
UNITEDHEALTH GROUP INC COM 91324P102 14 238 SH DEFINED 238
US BANCORP DEL COM NEW 902973304 5 160 SH DEFINED 160
VALE S A ADR 91912E105 0 5 SH DEFINED 5
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5862 72342 SH DEFINED 72342
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 16535 197681 SH DEFINED 197681
VANGUARD INDEX FDS REIT ETF 922908553 5369 76135 SH DEFINED 76135
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6540 152457 SH DEFINED 152457
VERIZON COMMUNICATIONS INC COM 92343V104 4 80 SH DEFINED 80
VERTEX PHARMACEUTICALS INC COM 92532F100 3 58 SH DEFINED 58
VISA INC COM CL A 92826C839 10 60 SH DEFINED 60
WAL-MART STORES INC COM 931142103 19 250 SH DEFINED 250
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 4 340 SH DEFINED 340
WELLPOINT INC COM 94973V107 5 70 SH DEFINED 70
WELLS FARGO & CO NEW COM 949746101 6 172 SH DEFINED 172
WINDSTREAM CORP COM 97381W104 1 150 SH DEFINED 150
YAMANA GOLD INC COM 98462Y100 8 507 SH DEFINED 507