0000073076-11-000007.txt : 20110815 0000073076-11-000007.hdr.sgml : 20110815 20110815102953 ACCESSION NUMBER: 0000073076-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00229 FILM NUMBER: 111033806 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 nml11q2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark G. Doll Title: Chief Investment Officer Phone: 414-665-3336 Signature, Place, and Date of Signing: Mark G. Doll Milwaukee, WI August 15, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-01096 Russell Trust Company 028-01190 Frank Russell Company 028-05583 Northwestern Mutual Capital, LLC 028-10206 Mason Street Advisors, LLC 028-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $44,311 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACE LTD SHS H0023R105 1 19 SH DEFINED 19 AFFYMETRIX INC COM 00826T108 4 468 SH DEFINED 468 ALCATEL-LUCENT SPONSORED ADR 013904305 0 8 SH DEFINED 8 ALCOA INC COM 013817101 0 8 SH DEFINED 8 ALLSTATE CORP COM 020002101 3 85 SH DEFINED 85 AOL INC COM 00184X105 0 1 SH DEFINED 1 ARIBA INC COM NEW 04033V203 0 2 SH DEFINED 2 ATMOS ENERGY CORP COM 049560105 1 23 SH DEFINED 23 BLACKROCK CORE BD TR SHS BEN INT 09249E101 3 274 SH DEFINED 274 BLACKROCK ENHANCED EQT DIV T COM 09251A104 3 393 SH DEFINED 393 BRISTOL MYERS SQUIBB CO COM 110122108 5 160 SH DEFINED 160 CISCO SYS INC COM 17275R102 0 25 SH DEFINED 25 CITIGROUP INC COM NEW 172967424 0 10 SH DEFINED 10 COHEN & STEERS INFRASTRUCTUR COM 19248A109 3 161 SH DEFINED 161 DISH NETWORK CORP CL A 25470M109 1 32 SH DEFINED 32 DOLBY LABORATORIES INC COM 25659T107 21 500 SH DEFINED 500 DOW CHEM CO COM 260543103 4 120 SH DEFINED 120 EXXON MOBIL CORP COM 30231G102 0 1 SH DEFINED 1 FORD MTR CO DEL COM PAR $0.01 345370860 11 800 SH DEFINED 800 FOREST LABS INC COM 345838106 2 56 SH DEFINED 56 FOSSIL INC COM 349882100 2 19 SH DEFINED 19 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 42 SH DEFINED 42 GENERAL ELECTRIC CO COM 369604103 19 1021 SH DEFINED 1021 GENERAL MTRS CO COM 37045V100 1 38 SH DEFINED 38 HALLIBURTON CO COM 406216101 10 200 SH DEFINED 200 HONEYWELL INTL INC COM 438516106 12 204 SH DEFINED 204 IRON MTN INC COM 462846106 11 334 SH DEFINED 334 ISHARES INC MSCI JAPAN 464286848 1 100 SH DEFINED 100 ISHARES TR BARCLYS CR BD 464288620 2829 26829 SH DEFINED 26829 ISHARES TR BARCLYS TIPS BD 464287176 2053 18559 SH DEFINED 18559 ISHARES TR DJ AEROSPACE 464288760 7 100 SH DEFINED 100 ISHARES TR MSCI EAFE INDEX 464287465 6666 110841 SH DEFINED 110841 ISHARES TR RUSL 3000 GROW 464287671 8 154 SH DEFINED 154 ISHARES TR S&P MIDCAP 400 464287507 3081 31533 SH DEFINED 31533 ISHARES TR S&P SMLCAP 600 464287804 1445 19706 SH DEFINED 19706 ISHARES TR US PFD STK IDX 464288687 8 200 SH DEFINED 200 M & F WORLDWIDE CORP COM 552541104 0 2 SH DEFINED 2 MARATHON OIL CORP COM 565849106 4 80 SH DEFINED 80 MCDONALDS CORP COM 580135101 12 138 SH DEFINED 138 MERCK & CO INC NEW COM 58933Y105 4 111 SH DEFINED 111 MICROSOFT CORP COM 594918104 7 260 SH DEFINED 260 MINEFINDERS LTD COM 602900102 3 233 SH DEFINED 233 NAVISTAR INTL CORP NEW COM 63934E108 0 4 SH DEFINED 4 NORFOLK SOUTHERN CORP COM 655844108 20 270 SH DEFINED 270 NORTHROP GRUMMAN CORP COM 666807102 62 900 SH DEFINED 900 OGE ENERGY CORP COM 670837103 3 50 SH DEFINED 50 PEPSICO INC COM 713448108 18 250 SH DEFINED 250 PFIZER INC COM 717081103 6 273 SH DEFINED 273 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 4 128 SH DEFINED 128 PRAXAIR INC COM 74005P104 23 214 SH DEFINED 214 SAFEWAY INC COM NEW 786514208 1 22 SH DEFINED 22 SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 2 2000 SH DEFINED 2000 SILVERCORP METALS INC COM 82835P103 1 150 SH DEFINED 150 SINA CORP ORD G81477104 104 1000 SH DEFINED 1000 SPDR GOLD TRUST GOLD SHS 78463V107 15 100 SH DEFINED 100 SPDR S&P 500 ETF TR TR UNIT 78462F103 11240 85171 SH DEFINED 85171 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1400 22659 SH DEFINED 22659 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1686 41917 SH DEFINED 41917 SPRINT NEXTEL CORP COM SER 1 852061100 1 108 SH DEFINED 108 STARBUCKS CORP COM 855244109 59 1500 SH DEFINED 1500 TIME WARNER CABLE INC COM 88732J207 0 2 SH DEFINED 2 TIME WARNER INC COM NEW 887317303 0 12 SH DEFINED 12 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2314 28558 SH DEFINED 28558 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6486 79918 SH DEFINED 79918 VANGUARD INDEX FDS REIT ETF 922908553 1989 33088 SH DEFINED 33088 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2629 54063 SH DEFINED 54063 YUM BRANDS INC COM 988498101 3 55 SH DEFINED 55