0000073076-11-000007.txt : 20110815
0000073076-11-000007.hdr.sgml : 20110815
20110815102953
ACCESSION NUMBER: 0000073076-11-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000073076
IRS NUMBER: 390509570
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00229
FILM NUMBER: 111033806
BUSINESS ADDRESS:
STREET 1: 720 E WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142992508
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
nml11q2.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Northwestern Mutual Life Insurance Company
Address: 720 East Wisconsin Avenue
Milwaukee, WI 53202
13F File Number: 28-00229
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark G. Doll
Title: Chief Investment Officer
Phone: 414-665-3336
Signature, Place, and Date of Signing:
Mark G. Doll Milwaukee, WI August 15, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01096 Russell Trust Company
028-01190 Frank Russell Company
028-05583 Northwestern Mutual Capital, LLC
028-10206 Mason Street Advisors, LLC
028-11160 Northwestern Mutual Wealth Management Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 67
Form 13F Information Table Value Total: $44,311 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACE LTD SHS H0023R105 1 19 SH DEFINED 19
AFFYMETRIX INC COM 00826T108 4 468 SH DEFINED 468
ALCATEL-LUCENT SPONSORED ADR 013904305 0 8 SH DEFINED 8
ALCOA INC COM 013817101 0 8 SH DEFINED 8
ALLSTATE CORP COM 020002101 3 85 SH DEFINED 85
AOL INC COM 00184X105 0 1 SH DEFINED 1
ARIBA INC COM NEW 04033V203 0 2 SH DEFINED 2
ATMOS ENERGY CORP COM 049560105 1 23 SH DEFINED 23
BLACKROCK CORE BD TR SHS BEN INT 09249E101 3 274 SH DEFINED 274
BLACKROCK ENHANCED EQT DIV T COM 09251A104 3 393 SH DEFINED 393
BRISTOL MYERS SQUIBB CO COM 110122108 5 160 SH DEFINED 160
CISCO SYS INC COM 17275R102 0 25 SH DEFINED 25
CITIGROUP INC COM NEW 172967424 0 10 SH DEFINED 10
COHEN & STEERS INFRASTRUCTUR COM 19248A109 3 161 SH DEFINED 161
DISH NETWORK CORP CL A 25470M109 1 32 SH DEFINED 32
DOLBY LABORATORIES INC COM 25659T107 21 500 SH DEFINED 500
DOW CHEM CO COM 260543103 4 120 SH DEFINED 120
EXXON MOBIL CORP COM 30231G102 0 1 SH DEFINED 1
FORD MTR CO DEL COM PAR $0.01 345370860 11 800 SH DEFINED 800
FOREST LABS INC COM 345838106 2 56 SH DEFINED 56
FOSSIL INC COM 349882100 2 19 SH DEFINED 19
FRONTIER COMMUNICATIONS CORP COM 35906A108 0 42 SH DEFINED 42
GENERAL ELECTRIC CO COM 369604103 19 1021 SH DEFINED 1021
GENERAL MTRS CO COM 37045V100 1 38 SH DEFINED 38
HALLIBURTON CO COM 406216101 10 200 SH DEFINED 200
HONEYWELL INTL INC COM 438516106 12 204 SH DEFINED 204
IRON MTN INC COM 462846106 11 334 SH DEFINED 334
ISHARES INC MSCI JAPAN 464286848 1 100 SH DEFINED 100
ISHARES TR BARCLYS CR BD 464288620 2829 26829 SH DEFINED 26829
ISHARES TR BARCLYS TIPS BD 464287176 2053 18559 SH DEFINED 18559
ISHARES TR DJ AEROSPACE 464288760 7 100 SH DEFINED 100
ISHARES TR MSCI EAFE INDEX 464287465 6666 110841 SH DEFINED 110841
ISHARES TR RUSL 3000 GROW 464287671 8 154 SH DEFINED 154
ISHARES TR S&P MIDCAP 400 464287507 3081 31533 SH DEFINED 31533
ISHARES TR S&P SMLCAP 600 464287804 1445 19706 SH DEFINED 19706
ISHARES TR US PFD STK IDX 464288687 8 200 SH DEFINED 200
M & F WORLDWIDE CORP COM 552541104 0 2 SH DEFINED 2
MARATHON OIL CORP COM 565849106 4 80 SH DEFINED 80
MCDONALDS CORP COM 580135101 12 138 SH DEFINED 138
MERCK & CO INC NEW COM 58933Y105 4 111 SH DEFINED 111
MICROSOFT CORP COM 594918104 7 260 SH DEFINED 260
MINEFINDERS LTD COM 602900102 3 233 SH DEFINED 233
NAVISTAR INTL CORP NEW COM 63934E108 0 4 SH DEFINED 4
NORFOLK SOUTHERN CORP COM 655844108 20 270 SH DEFINED 270
NORTHROP GRUMMAN CORP COM 666807102 62 900 SH DEFINED 900
OGE ENERGY CORP COM 670837103 3 50 SH DEFINED 50
PEPSICO INC COM 713448108 18 250 SH DEFINED 250
PFIZER INC COM 717081103 6 273 SH DEFINED 273
POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 4 128 SH DEFINED 128
PRAXAIR INC COM 74005P104 23 214 SH DEFINED 214
SAFEWAY INC COM NEW 786514208 1 22 SH DEFINED 22
SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 2 2000 SH DEFINED 2000
SILVERCORP METALS INC COM 82835P103 1 150 SH DEFINED 150
SINA CORP ORD G81477104 104 1000 SH DEFINED 1000
SPDR GOLD TRUST GOLD SHS 78463V107 15 100 SH DEFINED 100
SPDR S&P 500 ETF TR TR UNIT 78462F103 11240 85171 SH DEFINED 85171
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1400 22659 SH DEFINED 22659
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1686 41917 SH DEFINED 41917
SPRINT NEXTEL CORP COM SER 1 852061100 1 108 SH DEFINED 108
STARBUCKS CORP COM 855244109 59 1500 SH DEFINED 1500
TIME WARNER CABLE INC COM 88732J207 0 2 SH DEFINED 2
TIME WARNER INC COM NEW 887317303 0 12 SH DEFINED 12
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2314 28558 SH DEFINED 28558
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6486 79918 SH DEFINED 79918
VANGUARD INDEX FDS REIT ETF 922908553 1989 33088 SH DEFINED 33088
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2629 54063 SH DEFINED 54063
YUM BRANDS INC COM 988498101 3 55 SH DEFINED 55