-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PoHB05EWnNxhISawIisyQMhQGD0hPYJhePGmrq1OgFWCRXOgapU4k1ehQ0SHglkp 5xfXRGst2e9h7WFEx4xXWA== 0000073076-10-000007.txt : 20100813 0000073076-10-000007.hdr.sgml : 20100813 20100813152457 ACCESSION NUMBER: 0000073076-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00229 FILM NUMBER: 101015092 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 nml10q2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark G. Doll Title: Chief Investment Officer Phone: 414-665-3336 Signature, Place, and Date of Signing: Mark G. Doll Milwaukee, WI August 12, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 125 Form13F Information Table Value Total: $44,509 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 5 100 SH DEFINED 100 ADVANCED MICRO DEVICES INC COM 007903107 0 4 SH DEFINED 4 ALCATEL-LUCENT SPONSORED ADR 013904305 0 4 SH DEFINED 4 ALCOA INC COM 013817101 0 4 SH DEFINED 4 ALLEGHENY ENERGY INC COM 017361106 2 100 SH DEFINED 100 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 23 4549 SH DEFINED 4549 AMAZON COM INC COM 023135106 0 4 SH DEFINED 4 AOL INC COM 00184X105 0 1 SH DEFINED 1 APPLE INC COM 037833100 0 1 SH DEFINED 1 AT&T INC COM 00206R102 0 6 SH DEFINED 6 BANK OF AMERICA CORPORATION COM 060505104 1 86 SH DEFINED 86 COCA COLA CO COM 191216100 0 4 SH DEFINED 4 COMCAST CORP NEW CL A 20030N101 0 18 SH DEFINED 18 CONOCOPHILLIPS COM 20825C104 0 2 SH DEFINED 2 CORNING INC COM 219350105 3 200 SH DEFINED 200 DISNEY WALT CO COM DISNEY 254687106 0 2 SH DEFINED 2 ENDOLOGIX INC COM 29266S106 0 4 SH DEFINED 4 ENERGY CONVERSION DEVICES IN COM 292659109 1 125 SH DEFINED 125 EVERGREEN SOLAR INC COM 30033R108 1 869 SH DEFINED 869 EXXON MOBIL CORP COM 30231G102 56 988 SH DEFINED 988 FEDEX CORP COM 31428X106 0 2 SH DEFINED 2 FORD MTR CO DEL COM PAR $0.01 345370860 8 800 SH DEFINED 800 GENERAL ELECTRIC CO COM 369604103 0 2 SH DEFINED 2 GENERAL MLS INC COM 370334104 0 8 SH DEFINED 8 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5 150 SH DEFINED 150 HOSPIRA INC COM 441060100 1 10 SH DEFINED 10 INFOSPACE INC COM PAR $.0001 45678T300 0 3 SH DEFINED 3 INTERNATIONAL BUSINESS MACHS COM 459200101 0 2 SH DEFINED 2 ISHARES INC MSCI BRAZIL 464286400 3 50 SH DEFINED 50 ISHARES SILVER TRUST ISHARES 46428Q109 1 65 SH DEFINED 65 ISHARES TR JPMORGAN USD 464288281 5 46 SH DEFINED 46 ISHARES TR S&P NTL AMTFREE 464288414 75 725 SH DEFINED 725 ISHARES TR DJ OIL EQUIP 464288844 4 100 SH DEFINED 100 ISHARES TR BARCLYS MBS BD 464288588 20 182 SH DEFINED 182 ISHARES TR BARCLYS CR BD 464288620 585 5608 SH DEFINED 5608 ISHARES TR MSCI GRW IDX 464288885 541 11260 SH DEFINED 11260 ISHARES TR US PFD STK IDX 464288687 59 1589 SH DEFINED 1589 ISHARES TR MSCI VAL IDX 464288877 417 10117 SH DEFINED 10117 ISHARES TR INDEX RUSSELL1000GRW 464287614 1208 26350 SH DEFINED 26350 ISHARES TR INDEX RUSL 3000 GROW 464287671 203 5420 SH DEFINED 5420 ISHARES TR INDEX MSCI EMERG MKT 464287234 544 14569 SH DEFINED 14569 ISHARES TR INDEX RUSSELL 1000 464287622 2664 46628 SH DEFINED 46628 ISHARES TR INDEX RUSSELL1000VAL 464287598 1839 33931 SH DEFINED 33931 ISHARES TR INDEX RUSL 2000 GROW 464287648 39 593 SH DEFINED 593 ISHARES TR INDEX RUSL 2000 VALU 464287630 89 1558 SH DEFINED 1558 ISHARES TR INDEX BARCLYS 20+ YR 464287432 463 4548 SH DEFINED 4548 ISHARES TR INDEX RUSSELL 3000 464287689 200 3277 SH DEFINED 3277 ISHARES TR INDEX RUSL 3000 VALU 464287663 766 10773 SH DEFINED 10773 ISHARES TR INDEX RUSSELL MCP GR 464287481 325 7434 SH DEFINED 7434 ISHARES TR INDEX RUSSELL 2000 464287655 415 6793 SH DEFINED 6793 ISHARES TR INDEX MSCI EAFE IDX 464287465 3886 83548 SH DEFINED 83548 ISHARES TR INDEX IBOXX INV CPBD 464287242 324 2985 SH DEFINED 2985 ISHARES TR INDEX DJ US REAL EST 464287739 61 1288 SH DEFINED 1288 ISHARES TR INDEX DJ US HEALTHCR 464287762 3 45 SH DEFINED 45 ISHARES TR INDEX DJ US FINL SEC 464287788 1 18 SH DEFINED 18 ISHARES TR INDEX DJ US ENERGY 464287796 2 75 SH DEFINED 75 ISHARES TR INDEX DJ US TELECOMM 464287713 1 70 SH DEFINED 70 ISHARES TR INDEX DJ SEL DIV INX 464287168 164 3873 SH DEFINED 3873 ISHARES TR INDEX COHEN&ST RLTY 464287564 2161 39354 SH DEFINED 39354 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1847 17279 SH DEFINED 17279 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 624 6524 SH DEFINED 6524 ISHARES TR INDEX S&P 100 IDX FD 464287101 5 98 SH DEFINED 98 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 630 7495 SH DEFINED 7495 ISHARES TR INDEX BARCLY USAGG B 464287226 2722 25381 SH DEFINED 25381 ISHARES TR INDEX RUSSELL MCP VL 464287473 434 11905 SH DEFINED 11905 ISHARES TR INDEX S&P500 GRW 464287309 1501 28352 SH DEFINED 28352 ISHARES TR INDEX S&P 500 INDEX 464287200 1218 11769 SH DEFINED 11769 ISHARES TR INDEX S&P 500 VALUE 464287408 433 8718 SH DEFINED 8718 ISHARES TR INDEX S&P GLB100INDX 464287572 65 1283 SH DEFINED 1283 ISHARES TR INDEX S&P NA NAT RES 464287374 1 21 SH DEFINED 21 ISHARES TR INDEX S&P MC 400 GRW 464287606 226 2943 SH DEFINED 2943 ISHARES TR INDEX S&P MIDCAP 400 464287507 742 10430 SH DEFINED 10430 ISHARES TR INDEX S&P MIDCP VALU 464287705 273 4253 SH DEFINED 4253 ISHARES TR INDEX S&P SMLCP GROW 464287887 109 1920 SH DEFINED 1920 ISHARES TR INDEX S&P SMLCAP 600 464287804 252 4661 SH DEFINED 4661 ISHARES TR INDEX S&P SMLCP VALU 464287879 45 778 SH DEFINED 778 ISHARES TR INDEX RUSSELL MIDCAP 464287499 1392 17311 SH DEFINED 17311 JOHNSON & JOHNSON COM 478160104 0 2 SH DEFINED 2 ORACLE CORP COM 68389X105 1 48 SH DEFINED 48 PALM INC NEW COM 696643105 1 175 SH DEFINED 175 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 3 200 SH DEFINED 200 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 2 200 SH DEFINED 200 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 2 100 SH DEFINED 100 PPG INDS INC COM 693506107 0 2 SH DEFINED 2 PROCTER & GAMBLE CO COM 742718109 0 4 SH DEFINED 4 QUALCOMM INC COM 747525103 1 20 SH DEFINED 20 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 10 268 SH DEFINED 268 SMUCKER J M CO COM NEW 832696405 0 1 SH DEFINED 1 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 460 4710 SH DEFINED 4710 SPDR GOLD TRUST GOLD SHS 78463V107 3 28 SH DEFINED 28 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 160 5142 SH DEFINED 5142 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 2 49 SH DEFINED 49 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 2415 23396 SH DEFINED 23396 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 68 529 SH DEFINED 529 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 387 10218 SH DEFINED 10218 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 222 4123 SH DEFINED 4123 SPDR SERIES TRUST DB INT GVT ETF 78464A490 2 40 SH DEFINED 40 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1 155 SH DEFINED 155 SUPERVALU INC COM 868536103 5 463 SH DEFINED 463 TENET HEALTHCARE CORP COM 88033G100 1 150 SH DEFINED 150 TIME WARNER CABLE INC COM 88732J207 0 4 SH DEFINED 4 TIME WARNER INC COM NEW 887317303 0 16 SH DEFINED 16 UNITED PARCEL SERVICE INC CL B 911312106 0 2 SH DEFINED 2 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 471 5818 SH DEFINED 5818 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1418 17427 SH DEFINED 17427 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 108 2543 SH DEFINED 2543 VANGUARD INDEX FDS STK MRK ETF 922908769 203 3859 SH DEFINED 3859 VANGUARD INDEX FDS SM CP VAL ETF 922908611 86 1588 SH DEFINED 1588 VANGUARD INDEX FDS SML CP GRW ETF 922908595 97 1645 SH DEFINED 1645 VANGUARD INDEX FDS SMALL CP ETF 922908751 711 12557 SH DEFINED 12557 VANGUARD INDEX FDS VALUE ETF 922908744 803 17994 SH DEFINED 17994 VANGUARD INDEX FDS MID CAP ETF 922908629 1460 24888 SH DEFINED 24888 VANGUARD INDEX FDS GROWTH ETF 922908736 549 11291 SH DEFINED 11291 VANGUARD INDEX FDS REIT ETF 922908553 1347 28971 SH DEFINED 28971 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 408 9302 SH DEFINED 9302 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 258 5498 SH DEFINED 5498 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1938 41322 SH DEFINED 41322 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 933 24556 SH DEFINED 24556 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 2 58 SH DEFINED 58 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 46 964 SH DEFINED 964 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 224 7648 SH DEFINED 7648 WALGREEN CO COM 931422109 3 100 SH DEFINED 100 WELLS FARGO & CO NEW COM 949746101 0 4 SH DEFINED 4 WHOLE FOODS MKT INC COM 966837106 5 126 SH DEFINED 126 YAHOO INC COM 984332106 0 20 SH DEFINED 20
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