13F-HR/A 1 nml07q3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jefferson V. DeAngelis Title: Vice President (Public Markets) Phone: 414-665-5291 Signature, Place, and Date of Signing: Jefferson V. DeAngelis Milwaukee, WI September 23, 2009 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 36 Form13F Information Table Value Total: $29,921 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- DIAMONDS TR UNIT SER 1 252787106 345 2461 SH DEFINED 2461 ISHARES TR LEHMAN AGG BND 464287226 735 7359 SH DEFINED 7359 ISHARES TR RUSSELL1000VAL 464287598 1605 18673 SH DEFINED 18673 ISHARES TR RUSSELL 1000 464287622 2334 28123 SH DEFINED 28123 ISHARES TR RUSSELL1000GRW 464287614 771 12488 SH DEFINED 12488 ISHARES TR MSCI EMERG MKT 464287234 845 5634 SH DEFINED 5634 ISHARES TR RUSL 2000 VALU 464287630 239 3104 SH DEFINED 3104 ISHARES TR US TIPS BD FD 464287176 307 3009 SH DEFINED 3009 ISHARES TR RUSL 3000 GROW 464287671 297 5901 SH DEFINED 5901 ISHARES TR 7-10 YR TRS BD 464287440 285 3418 SH DEFINED 3418 ISHARES TR 20+ YR TRS BD 464287432 280 3149 SH DEFINED 3149 ISHARES TR 1-3 YR TRS BD 464287457 516 6354 SH DEFINED 6354 ISHARES TR IBOXX INV CPBD 464287242 287 2741 SH DEFINED 2741 ISHARES TR DJ SEL DIV INX 464287168 398 5760 SH DEFINED 5760 ISHARES TR COHEN&ST RLTY 464287564 3312 35499 SH DEFINED 35499 ISHARES TR MSCI EAFE IDX 464287465 2545 30866 SH DEFINED 30866 ISHARES TR S&P 500 INDEX 464287200 1006 6595 SH DEFINED 6595 ISHARES TR S&P SMLCP GROW 464287887 262 1799 SH DEFINED 1799 ISHARES TR RUSSELL 2000 464287655 510 6339 SH DEFINED 6339 ISHARES TR S&P MIDCAP 400 464287507 697 7871 SH DEFINED 7871 ISHARES TR RUSSELL 3000 464287689 340 3873 SH DEFINED 3873 ISHARES TR S&P500 GRW 464287309 1175 16553 SH DEFINED 16553 ISHARES TR RUSSELL MCP VL 464287473 922 6049 SH DEFINED 6049 ISHARES TR RUSSELL MIDCAP 464287499 1317 12196 SH DEFINED 12196 ISHARES TR RUSSELL MCP GR 464287481 352 2995 SH DEFINED 2995 ISHARES TR RUSL 3000 VALU 464287663 2470 22196 SH DEFINED 22196 ISHARES TR S&P MIDCP VALU 464287705 256 3017 SH DEFINED 3017 ISHARES TRUST MSCI VAL IDX 464288877 358 4569 SH DEFINED 4569 ISHARES TRUST MSCI GRW IDX 464288885 382 4802 SH DEFINED 4802 SPDR TR UNIT SER 1 78462F103 1084 7099 SH DEFINED 7099 VANGUARD INDEX FDS VALUE ETF 922908744 734 10231 SH DEFINED 10231 VANGUARD INDEX FDS LARGE CAP ETF 922908637 675 9871 SH DEFINED 9871 VANGUARD INDEX FDS MID CAP ETF 922908629 713 8913 SH DEFINED 8913 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 508 8706 SH DEFINED 8706 VANGUARD INDEX FDS REIT ETF 922908553 367 5109 SH DEFINED 5109 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 692 6658 SH DEFINED 6658