13F-HR 1 nml09q2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jefferson V. DeAngelis Title: Vice President (Public Markets) Phone: 414-665-5291 Signature, Place, and Date of Signing: Jefferson V. DeAngelis Milwaukee, WI August 14, 2009 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 102 Form13F Information Table Value Total: $39,967 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 44 730 SH DEFINED 730 AMERICANWEST BANCORPORATION COM 03058P109 1 2525 SH DEFINED 2525 CAPSTONE TURBINE CORP COM 14067D102 0 100 SH DEFINED 100 CISCO SYS INC COM 17275R102 4 200 SH DEFINED 200 COCA COLA CO COM 191216100 10 200 SH DEFINED 200 COLGATE PALMOLIVE CO COM 194162103 14 200 SH DEFINED 200 CONAGRA FOODS INC COM 205887102 4 200 SH DEFINED 200 DAIMLER AG REG SHS D1668R123 2 62 SH DEFINED 62 DELL INC COM 24702R101 5 400 SH DEFINED 400 DIAMONDS TR UNIT SER 1 252787106 316 3734 SH DEFINED 3734 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 0 10 SH DEFINED 10 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 0 10 SH DEFINED 10 DOW CHEM CO COM 260543103 2 102 SH DEFINED 102 EASTMAN KODAK CO COM 277461109 0 45 SH DEFINED 45 EATON VANCE LTD DUR INCOME F COM 27828H105 5 389 SH DEFINED 389 EL PASO CORP COM 28336L109 5 500 SH DEFINED 500 ERIE INDTY CO CL A 29530P102 202 5653 SH DEFINED 5653 EXPRESSJET HOLDINGS INC COM NEW 30218U306 0 10 SH DEFINED 10 FAIRPOINT COMMUNICATIONS INC COM 305560104 0 9 SH DEFINED 9 GENERAL ELECTRIC CO COM 369604103 3 250 SH DEFINED 250 HLTH CORPORATION COM 40422Y101 7 500 SH DEFINED 500 ISHARES COMEX GOLD TR ISHARES 464285105 9 100 SH DEFINED 100 ISHARES TR RUSSELL1000VAL 464287598 1908 40090 SH DEFINED 40090 ISHARES TR DJ US REAL EST 464287739 42 1310 SH DEFINED 1310 ISHARES TR IBOXX INV CPBD 464287242 211 2102 SH DEFINED 2102 ISHARES TR MSCI GRW IDX 464288885 650 14081 SH DEFINED 14081 ISHARES TR MSCI EAFE IDX 464287465 3246 70853 SH DEFINED 70853 ISHARES TR MSCI VAL IDX 464288877 552 13098 SH DEFINED 13098 ISHARES TR MSCI EMERG MKT 464287234 908 28181 SH DEFINED 28181 ISHARES TR RUSSELL 1000 464287622 3066 60531 SH DEFINED 60531 ISHARES TR RUSL 2000 GROW 464287648 59 1036 SH DEFINED 1036 ISHARES TR RUSSELL 2000 464287655 521 10202 SH DEFINED 10202 ISHARES TR RUSL 2000 VALU 464287630 135 2904 SH DEFINED 2904 ISHARES TR S&P MIDCP VALU 464287705 314 6019 SH DEFINED 6019 ISHARES TR DJ SEL DIV INX 464287168 132 3723 SH DEFINED 3723 ISHARES TR RUSSELL1000GRW 464287614 1244 30326 SH DEFINED 30326 ISHARES TR COHEN&ST RLTY 464287564 2877 80042 SH DEFINED 80042 ISHARES TR BARCLYS US AGG B 464287226 2448 23960 SH DEFINED 23960 ISHARES TR BARCLYS TIPS BD 464287176 1206 11867 SH DEFINED 11867 ISHARES TR BARCLYS MBS BD 464288588 10 91 SH DEFINED 91 ISHARES TR BARCLYS CR BD 464288620 23 240 SH DEFINED 240 ISHARES TR BARCLYS 7-10 YR 464287440 731 8063 SH DEFINED 8063 ISHARES TR BARCLYS 20+ YR 464287432 568 6007 SH DEFINED 6007 ISHARES TR BARCLYS 1-3 YR 464287457 845 10097 SH DEFINED 10097 ISHARES TR S&P 500 VALUE 464287408 486 11134 SH DEFINED 11134 ISHARES TR RUSSELL 3000 464287689 304 5650 SH DEFINED 5650 ISHARES TR S&P SMLCP GROW 464287887 205 4424 SH DEFINED 4424 ISHARES TR RUSL 3000 VALU 464287663 1320 21295 SH DEFINED 21295 ISHARES TR S&P MC 400 GRW 464287606 295 4725 SH DEFINED 4725 ISHARES TR S&P500 GRW 464287309 1700 35590 SH DEFINED 35590 ISHARES TR S&P SMLCP VALU 464287879 51 1086 SH DEFINED 1086 ISHARES TR RUSSELL MCP GR 464287481 362 9935 SH DEFINED 9935 ISHARES TR RUSSELL MIDCAP 464287499 1544 23572 SH DEFINED 23572 ISHARES TR RUSSELL MCP VL 464287473 713 24600 SH DEFINED 24600 ISHARES TR S&P 500 INDEX 464287200 1571 17011 SH DEFINED 17011 ISHARES TR S&P GLB100INDX 464287572 153 3106 SH DEFINED 3106 ISHARES TR S&P NA NAT RES 464287374 8 300 SH DEFINED 300 ISHARES TR S&P MIDCAP 400 464287507 707 12237 SH DEFINED 12237 ISHARES TR S&P NATL MUN B 464288414 70 700 SH DEFINED 700 ISHARES TR S&P SMLCAP 600 464287804 300 6743 SH DEFINED 6743 ISHARES TR US PFD STK IDX 464288687 30 923 SH DEFINED 923 ISHARES TR RUSL 3000 GROW 464287671 219 6558 SH DEFINED 6558 KOHLS CORP COM 500255104 9 200 SH DEFINED 200 LIBERTY GLOBAL INC COM SER A 530555101 0 10 SH DEFINED 10 LIBERTY GLOBAL INC COM SER C 530555309 0 10 SH DEFINED 10 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 1 40 SH DEFINED 40 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 0 10 SH DEFINED 10 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 0 50 SH DEFINED 50 LSI CORPORATION COM 502161102 0 21 SH DEFINED 21 MICROSOFT CORP COM 594918104 5 201 SH DEFINED 201 MIDCAP SPDR TR UNIT SER 1 595635103 22 211 SH DEFINED 211 PFIZER INC COM 717081103 5 300 SH DEFINED 300 PROSHARES TR PSHS ULTRA FINL 74347R743 2 500 SH DEFINED 500 PRUDENTIAL FINL INC COM 744320102 11 300 SH DEFINED 300 REVLON INC CL A NEW 761525609 0 10 SH DEFINED 10 RITE AID CORP COM 767754104 1 500 SH DEFINED 500 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 19 625 SH DEFINED 625 SAVVIS INC COM NEW 805423308 0 20 SH DEFINED 20 SCHERING PLOUGH CORP COM 806605101 3 100 SH DEFINED 100 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 147 5125 SH DEFINED 5125 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 56 1584 SH DEFINED 1584 SPDR TR UNIT SER 1 78462F103 772 8399 SH DEFINED 8399 STAPLES INC COM 855030102 10 505 SH DEFINED 505 STATOILHYDRO ASA SPONSORED ADR 85771P102 16 800 SH DEFINED 800 TIME WARNER CABLE INC COM 88732J207 0 8 SH DEFINED 8 TIME WARNER INC COM NEW 887317303 1 33 SH DEFINED 33 VANGUARD INDEX FDS MID CAP ETF 922908629 789 16847 SH DEFINED 16847 VANGUARD INDEX FDS STK MRK ETF 922908769 65 1401 SH DEFINED 1401 VANGUARD INDEX FDS SM CP VAL ETF 922908611 97 2243 SH DEFINED 2243 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 451 13249 SH DEFINED 13249 VANGUARD INDEX FDS SML CP GRW ETF 922908595 113 2359 SH DEFINED 2359 VANGUARD INDEX FDS VALUE ETF 922908744 890 22496 SH DEFINED 22496 VANGUARD INDEX FDS SMALL CP ETF 922908751 293 6406 SH DEFINED 6406 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1077 25827 SH DEFINED 25827 VANGUARD INDEX FDS GROWTH ETF 922908736 584 13479 SH DEFINED 13479 VANGUARD INDEX FDS REIT ETF 922908553 833 26851 SH DEFINED 26851 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 272 7073 SH DEFINED 7073 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 77 2233 SH DEFINED 2233 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 967 30382 SH DEFINED 30382 VIGNETTE CORP COM NEW 926734401 1 100 SH DEFINED 100 VISA INC COM CL A 92826C839 6 101 SH DEFINED 101 WELLS FARGO & CO NEW COM 949746101 5 212 SH DEFINED 212