13F-HR 1 nml09q1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jefferson V. DeAngelis Title: Vice President (Public Markets) Phone: 414-665-5291 Signature, Place, and Date of Signing: Jefferson V. DeAngelis Milwaukee, WI May 14, 2009 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Frank Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 103 Form13F Information Table Value Total: $32,849 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIR PRODS & CHEMS INC COM 009158106 4 72 SH DEFINED 72 AIRTRAN HLDGS INC COM 00949P108 1 200 SH DEFINED 200 ALCATEL-LUCENT SPONSORED ADR 013904305 0 39 SH DEFINED 39 ALTRIA GROUP INC COM 02209S103 0 17 SH DEFINED 17 APPLE INC COM 037833100 1 7 SH DEFINED 7 AT&T INC COM 00206R102 8 314 SH DEFINED 314 BOOKHAM INC COM 09856E105 0 30 SH DEFINED 30 CELESTICA INC SUB VTG SHS 15101Q108 0 15 SH DEFINED 15 CONSOLIDATED WATER CO INC ORD G23773107 0 10 SH DEFINED 10 DELEK US HLDGS INC COM 246647101 3 250 SH DEFINED 250 DIAMONDS TR UNIT SER 1 252787106 265 3498 SH DEFINED 3498 EDGE PETE CORP DEL COM 279862106 0 200 SH DEFINED 200 FORD MTR CO DEL COM PAR $0.01 345370860 2 929 SH DEFINED 929 GENZYME CORP COM 372917104 0 3 SH DEFINED 3 GOLDCORP INC NEW COM 380956409 1 37 SH DEFINED 37 HEALTHSOUTH CORP COM NEW 421924309 1 100 SH DEFINED 100 HEWLETT PACKARD CO COM 428236103 8 250 SH DEFINED 250 ISHARES TR RUSSELL1000VAL 464287598 1600 39264 SH DEFINED 39264 ISHARES TR MSCI GRW IDX 464288885 539 13920 SH DEFINED 13920 ISHARES TR MSCI EAFE IDX 464287465 2629 69938 SH DEFINED 69938 ISHARES TR MSCI VAL IDX 464288877 490 14791 SH DEFINED 14791 ISHARES TR MSCI EMERG MKT 464287234 665 26820 SH DEFINED 26820 ISHARES TR RUSSELL1000GRW 464287614 1055 30076 SH DEFINED 30076 ISHARES TR RUSSELL 1000 464287622 2603 60178 SH DEFINED 60178 ISHARES TR RUSL 2000 GROW 464287648 50 1086 SH DEFINED 1086 ISHARES TR RUSSELL 2000 464287655 449 10676 SH DEFINED 10676 ISHARES TR RUSL 2000 VALU 464287630 118 2992 SH DEFINED 2992 ISHARES TR RUSL 3000 GROW 464287671 183 6402 SH DEFINED 6402 ISHARES TR RUSSELL 3000 464287689 303 6615 SH DEFINED 6615 ISHARES TR RUSL 3000 VALU 464287663 1073 20278 SH DEFINED 20278 ISHARES TR IBOXX INV CPBD 464287242 190 2018 SH DEFINED 2018 ISHARES TR RUSSELL MIDCAP 464287499 1310 24261 SH DEFINED 24261 ISHARES TR BARCLYS 20+ YR 464287432 414 3913 SH DEFINED 3913 ISHARES TR RUSSELL MCP GR 464287481 304 10089 SH DEFINED 10089 ISHARES TR BARCLYS 7-10 YR 464287440 536 5550 SH DEFINED 5550 ISHARES TR S&P500 GRW 464287309 1344 32095 SH DEFINED 32095 ISHARES TR S&P MC 400 GRW 464287606 247 4691 SH DEFINED 4691 ISHARES TR S&P MIDCP VALU 464287705 257 5840 SH DEFINED 5840 ISHARES TR S&P SMLCP GROW 464287887 161 4236 SH DEFINED 4236 ISHARES TR S&P SMLCP VALU 464287879 42 1083 SH DEFINED 1083 ISHARES TR S&P 500 VALUE 464287408 384 10326 SH DEFINED 10326 ISHARES TR BARCLYS CR BD 464288620 37 411 SH DEFINED 411 ISHARES TR S&P GLB100INDX 464287572 130 3076 SH DEFINED 3076 ISHARES TR DJ US TELECOMM 464287713 1 72 SH DEFINED 72 ISHARES TR BARCLYS TIPS BD 464287176 1069 10403 SH DEFINED 10403 ISHARES TR BARCLYS US AGG B 464287226 2427 23920 SH DEFINED 23920 ISHARES TR COHEN&ST RLTY 464287564 2055 74013 SH DEFINED 74013 ISHARES TR DJ SEL DIV INX 464287168 120 3829 SH DEFINED 3829 ISHARES TR DJ US REAL EST 464287739 34 1326 SH DEFINED 1326 ISHARES TR DJ US UTILS 464287697 0 2 SH DEFINED 2 ISHARES TR BARCLYS 1-3 YR 464287457 767 9098 SH DEFINED 9098 ISHARES TR RUSSELL MCP VL 464287473 631 26361 SH DEFINED 26361 ISHARES TR S&P MIDCAP 400 464287507 534 10978 SH DEFINED 10978 ISHARES TR S&P NATL MUN B 464288414 61 615 SH DEFINED 615 ISHARES TR S&P SMLCAP 600 464287804 252 6914 SH DEFINED 6914 ISHARES TR US PFD STK IDX 464288687 17 761 SH DEFINED 761 ISHARES TR S&P 500 INDEX 464287200 1223 15366 SH DEFINED 15366 KRAFT FOODS INC CL A 50075N104 0 7 SH DEFINED 7 MCDONALDS CORP COM 580135101 2 41 SH DEFINED 41 MICROSOFT CORP COM 594918104 0 1 SH DEFINED 1 MIDCAP SPDR TR UNIT SER 1 595635103 19 211 SH DEFINED 211 MIRANT CORP NEW *W EXP 01/03/201 60467R118 0 5 SH DEFINED 5 MYLAN INC COM 628530107 0 14 SH DEFINED 14 NATIONAL OILWELL VARCO INC COM 637071101 6 200 SH DEFINED 200 ORACLE CORP COM 68389X105 15 844 SH DEFINED 844 PACIFIC RIM MNG CORP COM NEW 694915208 0 850 SH DEFINED 850 PAN AMERICAN SILVER CORP COM 697900108 0 20 SH DEFINED 20 PHILIP MORRIS INTL INC COM 718172109 1 16 SH DEFINED 16 POLYMET MINING CORP COM 731916102 5 6178 SH DEFINED 6178 PRICESMART INC COM 741511109 1 72 SH DEFINED 72 QWEST COMMUNICATIONS INTL IN COM 749121109 0 50 SH DEFINED 50 RESEARCH IN MOTION LTD COM 760975102 6 128 SH DEFINED 128 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 15 622 SH DEFINED 622 SARA LEE CORP COM 803111103 2 250 SH DEFINED 250 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 87 SH DEFINED 87 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1 59 SH DEFINED 59 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2 38 SH DEFINED 38 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1 108 SH DEFINED 108 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1 67 SH DEFINED 67 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1 32 SH DEFINED 32 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 2 118 SH DEFINED 118 SIRIUS XM RADIO INC COM 82967N108 1 2000 SH DEFINED 2000 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 106 4790 SH DEFINED 4790 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 41 1395 SH DEFINED 1395 SPDR TR UNIT SER 1 78462F103 656 8253 SH DEFINED 8253 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2 202 SH DEFINED 202 TIMBERLAND BANCORP INC COM 887098101 1 250 SH DEFINED 250 VANGUARD INDEX FDS MID CAP ETF 922908629 686 17383 SH DEFINED 17383 VANGUARD INDEX FDS STK MRK ETF 922908769 108 2736 SH DEFINED 2736 VANGUARD INDEX FDS SM CP VAL ETF 922908611 77 2218 SH DEFINED 2218 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 408 14405 SH DEFINED 14405 VANGUARD INDEX FDS SML CP GRW ETF 922908595 91 2354 SH DEFINED 2354 VANGUARD INDEX FDS VALUE ETF 922908744 728 21511 SH DEFINED 21511 VANGUARD INDEX FDS SMALL CP ETF 922908751 229 6246 SH DEFINED 6246 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1015 28170 SH DEFINED 28170 VANGUARD INDEX FDS GROWTH ETF 922908736 485 12993 SH DEFINED 12993 VANGUARD INDEX FDS REIT ETF 922908553 545 22450 SH DEFINED 22450 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 216 6612 SH DEFINED 6612 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 65 2294 SH DEFINED 2294 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 698 29638 SH DEFINED 29638 VISA INC COM CL A 92826C839 6 100 SH DEFINED 100 WESTERN REFNG INC COM 959319104 4 300 SH DEFINED 300 YAMANA GOLD INC COM 98462Y100 1 151 SH DEFINED 151