-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S4w7LPp/4OWP8WRtJh+n4kmrad3r6BTVmX/aCvV+QpWJqAODqJhPlMCOtjdujVdJ JsZfFV7S2wN9pfMcg8rkvg== 0000073076-08-000006.txt : 20080814 0000073076-08-000006.hdr.sgml : 20080814 20080814152814 ACCESSION NUMBER: 0000073076-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00229 FILM NUMBER: 081018502 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 nml08q2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jefferson V. DeAngelis Title: Vice President (Public Markets) Phone: 414-665-5291 Signature, Place, and Date of Signing: Jefferson V. DeAngelis Milwaukee, WI August 13, 2008 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 78 Form13F Information Table Value Total: $42,111 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AQUILA INC COM 03840P102 1 262 SH DEFINED 262 ARES CAP CORP COM 04010L103 6 558 SH DEFINED 558 AWARE INC MASS COM 05453N100 0 100 SH DEFINED 100 CAPITAL ONE FINL CORP COM 14040H105 0 4 SH DEFINED 4 CBS CORP NEW CL A 124857103 0 14 SH DEFINED 14 COCA COLA CO COM 191216100 0 3 SH DEFINED 3 DEVELOPERS DIVERSIFIED RLTY COM 251591103 0 10 SH DEFINED 10 DIAMONDS TR UNIT SER 1 252787106 408 3613.5 SH DEFINED 3613.5 DUKE ENERGY CORP NEW COM 26441C105 5 309.05 SH DEFINED 309.05 FAIRPOINT COMMUNICATIONS INC COM 305560104 0 5 SH DEFINED 5 GERON CORP COM 374163103 0 100 SH DEFINED 100 HUGOTON RTY TR TEX UNIT BEN INT 444717102 0 6 SH DEFINED 6 IDEARC INC COM 451663108 0 11 SH DEFINED 11 ISHARES TR 1-3 YR TRS BD 464287457 995 12026.22 SH DEFINED 12026.22 ISHARES TR RUSL 2000 VALU 464287630 213 3362.65 SH DEFINED 3362.65 ISHARES TR RUSSELL MCP GR 464287481 432 4057 SH DEFINED 4057 ISHARES TR RUSSELL MIDCAP 464287499 2005 20899.32 SH DEFINED 20899.32 ISHARES TR RUSL 3000 VALU 464287663 2017 22529 SH DEFINED 22529 ISHARES TR RUSL 3000 GROW 464287671 413 9223.01 SH DEFINED 9223.01 ISHARES TR RUSSELL 3000 464287689 289 3826.62 SH DEFINED 3826.62 ISHARES TR RUSL 2000 GROW 464287648 103 1383.54 SH DEFINED 1383.54 ISHARES TR RUSSELL 2000 464287655 738 10704.13 SH DEFINED 10704.13 ISHARES TR RUSSELL1000VAL 464287598 2337 33795.04 SH DEFINED 33795.04 ISHARES TR RUSSELL1000GRW 464287614 1470 26577.33 SH DEFINED 26577.33 ISHARES TR RUSSELL 1000 464287622 3642 51655.97 SH DEFINED 51655.97 ISHARES TR MSCI EMERG MKT 464287234 826 6104.77 SH DEFINED 6104.77 ISHARES TR MSCI VAL IDX 464288877 365 5979.84 SH DEFINED 5979.84 ISHARES TR MSCI GRW IDX 464288885 400 5694 SH DEFINED 5694 ISHARES TR MSCI EAFE IDX 464287465 3444 50077.74 SH DEFINED 50077.74 ISHARES TR US TIPS BD FD 464287176 590 5460.56 SH DEFINED 5460.56 ISHARES TR S&P 500 INDEX 464287200 1434 11216.56 SH DEFINED 11216.56 ISHARES TR 20+ YR TRS BD 464287432 465 5021.79 SH DEFINED 5021.79 ISHARES TR S&P500 GRW 464287309 2202 34469.75 SH DEFINED 34469.75 ISHARES TR IBOXX INV CPBD 464287242 355 3501 SH DEFINED 3501 ISHARES TR DJ US REAL EST 464287739 44 730.64 SH DEFINED 730.64 ISHARES TR DJ SEL DIV INX 464287168 259 5249.4 SH DEFINED 5249.4 ISHARES TR COHEN&ST RLTY 464287564 4019 53630.46 SH DEFINED 53630.46 ISHARES TR 7-10 YR TRS BD 464287440 399 4553.13 SH DEFINED 4553.13 ISHARES TR LEHMAN AGG BND 464287226 2025 20154.49 SH DEFINED 20154.49 ISHARES TR S&P SMLCP VALU 464287879 49 776.73 SH DEFINED 776.73 ISHARES TR S&P 500 VALUE 464287408 720 11344.91 SH DEFINED 11344.91 ISHARES TR S&P GLB100INDX 464287572 40 578 SH DEFINED 578 ISHARES TR S&P MIDCAP 400 464287507 941 11542.26 SH DEFINED 11542.26 ISHARES TR S&P MC 400 GRW 464287606 204 2308.31 SH DEFINED 2308.31 ISHARES TR S&P MIDCP VALU 464287705 199 2668.49 SH DEFINED 2668.49 ISHARES TR S&P SMLCAP 600 464287804 228 3766.66 SH DEFINED 3766.66 ISHARES TR S&P SMLCP GROW 464287887 253 1973.24 SH DEFINED 1973.24 ISHARES TR RUSSELL MCP VL 464287473 986 7637.97 SH DEFINED 7637.97 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 2 104 SH DEFINED 104 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 0 20 SH DEFINED 20 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 2 80 SH DEFINED 80 LORILLARD INC COM 544147101 1 10 SH DEFINED 10 LSI CORPORATION COM 502161102 0 60 SH DEFINED 60 METROPCS COMMUNICATIONS INC COM 591708102 5 271 SH DEFINED 271 MICROSOFT CORP COM 594918104 0 1.43 SH DEFINED 1.43 MIDCAP SPDR TR UNIT SER 1 595635103 37 253.22 SH DEFINED 253.22 MOTOROLA INC COM 620076109 1 200 SH DEFINED 200 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 44 1040.71 SH DEFINED 1040.71 SCANA CORP NEW COM 80589M102 14 375 SH DEFINED 375 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 174 3651.53 SH DEFINED 3651.53 SPDR TR UNIT SER 1 78462F103 1104 8641.31 SH DEFINED 8641.31 SPECTRA ENERGY CORP COM 847560109 4 149 SH DEFINED 149 VANGUARD INDEX FDS SM CP VAL ETF 922908611 121 2034.33 SH DEFINED 2034.33 VANGUARD INDEX FDS REIT ETF 922908553 510 8706.21 SH DEFINED 8706.21 VANGUARD INDEX FDS MID CAP ETF 922908629 806 11497.41 SH DEFINED 11497.41 VANGUARD INDEX FDS VALUE ETF 922908744 949 16993.23 SH DEFINED 16993.23 VANGUARD INDEX FDS STK MRK ETF 922908769 147 2290 SH DEFINED 2290 VANGUARD INDEX FDS SMALL CP ETF 922908751 189 3002.41 SH DEFINED 3002.41 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 518 10791.1 SH DEFINED 10791.1 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 211 3435.85 SH DEFINED 3435.85 VANGUARD INDEX FDS LARGE CAP ETF 922908637 543 9356.98 SH DEFINED 9356.98 VANGUARD INDEX FDS GROWTH ETF 922908736 236 3995.78 SH DEFINED 3995.78 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 20 420 SH DEFINED 420 VANGUARD INDEX FDS SML CP GRW ETF 922908595 146 2199.16 SH DEFINED 2199.16 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 796 16927.6 SH DEFINED 16927.6 VERIGY LTD SHS Y93691106 0 4 SH DEFINED 4 VIACOM INC NEW CL B 92553P201 0 3 SH DEFINED 3 WELLS FARGO & CO NEW COM 949746101 10 400 SH DEFINED 400
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