-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JSQjZ7XaUh5YGtC7ZSDFIlOb+TbYeBD9Dgg52kcp4cAgO6Fba4sI8rXOrWs5Jh1p WhGBiSMBRvEJi5P3WkztcQ== 0000073076-08-000004.txt : 20080515 0000073076-08-000004.hdr.sgml : 20080515 20080515140409 ACCESSION NUMBER: 0000073076-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00229 FILM NUMBER: 08836131 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 nml08q1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark G. Doll Title: Senior Vice President (Public Markets) Phone: 414-665-3336 Signature, Place, and Date of Signing: Mark G. Doll Milwaukee, WI May 14, 2008 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 81 Form13F Information Table Value Total: $41,512 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALTRIA GROUP INC COM 02209S103 7 300 SH DEFINED 300 AT&T INC COM 00206R102 0 25 SH DEFINED 25 CBS CORP NEW CL A 124857103 0 14 SH DEFINED 14 CBS CORP NEW CL B 124857202 0 3 SH DEFINED 3 CISCO SYS INC COM 17275R102 0 20 SH DEFINED 20 COUNTRYWIDE FINANCIAL CORP COM 222372104 0 24 SH DEFINED 24 DU PONT E I DE NEMOURS & CO COM 263534109 1 27 SH DEFINED 27 FORD MTR CO DEL COM PAR $0.01 345370860 5 889 SH DEFINED 889 GENERAL ELECTRIC CO COM 369604103 9 243 SH DEFINED 243 INTERNET CAP GROUP INC COM NEW 46059C205 0 2 SH DEFINED 2 ISHARES TR RUSSELL 1000 464287622 3639 50612.3 SH DEFINED 3639 ISHARES TR RUSSELL 3000 464287689 328 4301.62 SH DEFINED 328 ISHARES TR COHEN&ST RLTY 464287564 4032 50058.91 SH DEFINED 4032 ISHARES TR S&P GLB100INDX 464287572 183 2516 SH DEFINED 183 ISHARES TR RUSSELL1000VAL 464287598 2006 27347.04 SH DEFINED 2006 ISHARES TR S&P MC 400 GRW 464287606 244 2985.92 SH DEFINED 244 ISHARES TR RUSSELL1000GRW 464287614 1382 25382.33 SH DEFINED 1382 ISHARES TR RUSL 2000 VALU 464287630 229 3522.41 SH DEFINED 229 ISHARES TR RUSL 2000 GROW 464287648 86 1200.54 SH DEFINED 86 ISHARES TR RUSSELL 2000 464287655 720 10620.17 SH DEFINED 720 ISHARES TR S&P MIDCAP 400 464287507 912 11781.28 SH DEFINED 912 ISHARES TR RUSL 3000 GROW 464287671 394 8920.01 SH DEFINED 394 ISHARES TR 7-10 YR TRS BD 464287440 521 5679.48 SH DEFINED 521 ISHARES TR RUSL 3000 VALU 464287663 2196 23202 SH DEFINED 2196 ISHARES TR S&P 500 VALUE 464287408 508 7326.21 SH DEFINED 508 ISHARES TR DJ SEL DIV INX 464287168 320 5503.49 SH DEFINED 320 ISHARES TR US TIPS BD FD 464287176 778 7090.21 SH DEFINED 778 ISHARES TR S&P 500 INDEX 464287200 1361 10330.01 SH DEFINED 1361 ISHARES TR LEHMAN AGG BND 464287226 1677 16320.26 SH DEFINED 1677 ISHARES TR MSCI EMERG MKT 464287234 866 6495.5 SH DEFINED 866 ISHARES TR MSCI EAFE IDX 464287465 3590 50041.05 SH DEFINED 3590 ISHARES TR S&P500 GRW 464287309 1853 29574.61 SH DEFINED 1853 ISHARES TR RUSSELL MIDCAP 464287499 1760 18883.32 SH DEFINED 1760 ISHARES TR 20+ YR TRS BD 464287432 639 6679.05 SH DEFINED 639 ISHARES TR S&P SMLCAP 600 464287804 241 3980.72 SH DEFINED 241 ISHARES TR 1-3 YR TRS BD 464287457 928 11047.12 SH DEFINED 928 ISHARES TR DJ US REAL EST 464287739 59 898.64 SH DEFINED 59 ISHARES TR RUSSELL MCP VL 464287473 951 7373.76 SH DEFINED 951 ISHARES TR RUSSELL MCP GR 464287481 417 4120.33 SH DEFINED 417 ISHARES TR IBOXX INV CPBD 464287242 394 3746 SH DEFINED 394 ISHARES TR S&P SMLCP VALU 464287879 38 581.73 SH DEFINED 38 ISHARES TR S&P SMLCP GROW 464287887 306 2507.45 SH DEFINED 306 ISHARES TR MSCI VAL IDX 464288877 378 5810.84 SH DEFINED 378 ISHARES TR MSCI GRW IDX 464288885 462 6378 SH DEFINED 462 ISHARES TR S&P MIDCP VALU 464287705 241 3262.48 SH DEFINED 241 ITT CORP NEW COM 450911102 10 200 SH DEFINED 200 JOHNSON & JOHNSON COM 478160104 4 56 SH DEFINED 56 KIMBERLY CLARK CORP COM 494368103 0 0 SH DEFINED 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 0 0.07 SH DEFINED 0.07 LSI CORPORATION COM 502161102 0 8 SH DEFINED 8 MCDONALDS CORP COM 580135101 3 52 SH DEFINED 52 MERCK & CO INC COM 589331107 0 0 SH DEFINED 0 MICROSOFT CORP COM 594918104 8 289 SH DEFINED 289 MIDCAP SPDR TR UNIT SER 1 595635103 97 684.92 SH DEFINED 97 MORGAN STANLEY COM NEW 617446448 1 28 SH DEFINED 28 NEOMAGIC CORP COM NEW 640497202 0 50 SH DEFINED 50 PALM INC NEW COM 696643105 0 14 SH DEFINED 14 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 49 1153.71 SH DEFINED 49 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 298 5666.14 SH DEFINED 298 SPDR SERIES TRUST DJWS REIT ETF 78464A607 1 17 SH DEFINED 1 SPDR TR UNIT SER 1 78462F103 1161 8795.04 SH DEFINED 1161 STARBUCKS CORP COM 855244109 0 20 SH DEFINED 20 TIME WARNER INC COM 887317105 1 50 SH DEFINED 50 UNION PAC CORP COM 907818108 0 0 SH DEFINED 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 559 9341.79 SH DEFINED 559 VANGUARD INDEX FDS STK MRK ETF 922908769 193 1475 SH DEFINED 193 VANGUARD INDEX FDS SMALL CP ETF 922908751 190 3123.41 SH DEFINED 190 VANGUARD INDEX FDS VALUE ETF 922908744 1066 17721.48 SH DEFINED 1066 VANGUARD INDEX FDS GROWTH ETF 922908736 223 3858.59 SH DEFINED 223 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5 55 SH DEFINED 5 VANGUARD INDEX FDS MID CAP ETF 922908629 761 11258.41 SH DEFINED 761 VANGUARD INDEX FDS SM CP VAL ETF 922908611 118 1900.33 SH DEFINED 118 VANGUARD INDEX FDS SML CP GRW ETF 922908595 138 2188.97 SH DEFINED 138 VANGUARD INDEX FDS REIT ETF 922908553 468 7523.62 SH DEFINED 468 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 176 3085.2 SH DEFINED 176 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 522 10652.1 SH DEFINED 522 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 787 8374.32 SH DEFINED 787 VIACOM INC NEW CL B 92553P201 0 3 SH DEFINED 3 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 5 171 SH DEFINED 171 WAL MART STORES INC COM 931142103 5 88 SH DEFINED 88 WINDSTREAM CORP COM 97381W104 2 157 SH DEFINED 157
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