13F-HR 1 nml13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 E. Wisconsin Ave. Milwaukee, WI 53202 13F File Number: 28-229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Doll Title: Senior Vice President (Public Markets) Phone: 414-665-3336 Signature, Place, and Date of Signing: /S/ Mark Doll Milwaukee, Wisconsin August 8, 2002 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F FILE NO. NAME -------- ------------------------------------------- 28-1096 Frank Russell Trust Company 28-1190 Frank Russell Company 28-2762 Frank Russell Investment Management Company 28-5099 Frank Russell Investments (Japan) Limited 28-5101 Frank Russell Investments (Cayman) Limited 28-5103 Frank Russell Canada Limited 28-5105 Frank Russell Investments (Ireland) Limited 28-6374 Robert W. Baird & Co. Incorporated 28-5701 Russell Investment Management Limited 28-7842 Frank Russell Company Limited 28-5583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: N/A Form 13F Information Table Entry Total: 81 Form 13F Information Table Value Total (000's): $5,730 List of Other Included Managers: None Form 13F Information Table
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS --SOLE-- -SHARED- --NONE-- ------------------------------ -------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- ACUITY BRANDS INC COM 00508Y102 9 500 SH DEFINED 500 AGERE SYSTEMS INC CL A COM 00845V100 1 3 SH DEFINED 3 AGERE SYSTEMS INC CL B W/I COM 00845V209 1 79 SH DEFINED 79 AIR PRODS & CHEMS INC COM 009158106 111 2200 SH DEFINED 2200 ALCOA INC COM 013817101 11 345 SH DEFINED 345 AMERICAN INTL GROUP INC COM 026874107 12 175 SH DEFINED 175 AMGEN INC COM 031162100 9 210 SH DEFINED 210 ANADARKO PETE CORP COM 032511107 6 125 SH DEFINED 125 APACHE CORP COM 037411105 8 140 SH DEFINED 140 APPLIED MATERIALS INC COM 038222105 11 560 SH DEFINED 560 AUTOMATIC DATA PROCESSING COM 053015103 85 1950 SH DEFINED 1950 AVON PRODS INC COM 054303102 10 200 SH DEFINED 200 BP AMOCO SPON ADR COM 055622104 13 255 SH DEFINED 255 BAKER HUGHES INC COM 057224107 8 230 SH DEFINED 230 BAXTER INTL INC COM 071813109 13 300 SH DEFINED 300 BELLSOUTH CORP COM 079860102 76 2400 SH DEFINED 2400 BRISTOL MYERS SQUIBB CO COM 110122108 46 1800 SH DEFINED 1800 CAMPBELL SOUP CO COM 134429109 169 6125 SH DEFINED 6125 CARDINAL HEALTH INC COM 14149Y108 10 155 SH DEFINED 155 CATERPILLAR INC COM 149123101 11 230 SH DEFINED 230 CISCO SYS INC COM 17275R102 8 580 SH DEFINED 580 CITIGROUP INC COM 172967101 11 280 SH DEFINED 280 COCA COLA CO COM 191216100 112 2000 SH DEFINED 2000 CONOCO INC COM 208251504 27 955 SH DEFINED 955 DELL COMPUTER CORP COM 247025109 11 435 SH DEFINED 435 DU PONT E I DE NEMOURS & CO COM 263534109 150 3375 SH DEFINED 3375 DUKE ENERGY CORP COM 264399106 11 355 SH DEFINED 355 E M C CORP MASS COM 268648102 5 700 SH DEFINED 700 EATON VANCE CORP COM 278265103 11 340 SH DEFINED 340 EXXON MOBIL CORP COM 30231G102 402 9836 SH DEFINED 9836 FIFTH THIRD BANCORP COM 316773100 14 205 SH DEFINED 205 FIRST DATA CORP COM 319963104 11 290 SH DEFINED 290 FISERV INC COM 337738108 10 280 SH DEFINED 280 FOREST LABS INC COM 345838106 12 175 SH DEFINED 175 GENERAL DYNAMICS CORP COM 369550108 19 180 SH DEFINED 180 GENERAL ELEC CO COM 369604103 509 17530 SH DEFINED 17530 HARLEY DAVIDSON INC COM 412822108 13 260 SH DEFINED 260 HEWLETT PACKARD CO COM 428236103 7 455 SH DEFINED 455 HOME DEPOT INC COM 437076102 11 310 SH DEFINED 310 IMAGISTICS INTL INC COM 45247t104 11 512 SH DEFINED 512 INTEL CORP COM 458140100 8 445 SH DEFINED 445 JOHNSON & JOHNSON COM 478160104 460 8800 SH DEFINED 8800 KELLOGG CO COM 487836108 140 3900 SH DEFINED 3900 KOHLS CORP COM 500255104 14 205 SH DEFINED 205 LUCENT TECHNOLOGIES INC COM 549463107 1 300 SH DEFINED 300 MBIA INC COM 55262c100 11 200 SH DEFINED 200 MARSH & MCLENNAN COS INC COM 571748102 7 145 SH DEFINED 145 MAY DEPT STORES CO COM 577778103 23 700 SH DEFINED 700 MCDATA CORPORATION CL A COM 580031201 1 14 SH DEFINED 14 MEDTRONIC INC COM 585055106 8 195 SH DEFINED 195 MERCK & CO INC COM 589331107 6 125 SH DEFINED 125 MICROSOFT CORP COM 594918104 75 1365 SH DEFINED 1365 MOTOROLA INC COM 620076109 7 500 SH DEFINED 500 NATIONAL SERVICE INDS INC COM 637657206 1 125 SH DEFINED 125 NORFOLK SOUTHN CORP COM 655844108 70 3000 SH DEFINED 3000 OMNICOM GROUP COM 681919106 8 170 SH DEFINED 170 PNC FINANCIAL SERVICES GROUP COM 693475105 1071 20489 SH DEFINED 20489 PFIZER INC COM 717081103 15 440 SH DEFINED 440 PITNEY BOWES INC COM 724479100 211 5300 SH DEFINED 5300 PRAXAIR INC COM 74005P104 15 265 SH DEFINED 265 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 15 480 SH DEFINED 480 PROCTER & GAMBLE CO COM 742718109 513 5740 SH DEFINED 5740 SARA LEE CORP COM 803111103 39 1900 SH DEFINED 1900 SIGMA ALDRICH CORP COM 826552101 10 200 SH DEFINED 200 SMUCKER J M CO COM 832696405 4 122 SH DEFINED 122 SONOCO PRODS CO COM 835495102 7 231 SH DEFINED 231 STAPLES INC COM 855030102 14 720 SH DEFINED 720 STATE STR CORP COM 857477103 12 265 SH DEFINED 265 STRYKER CORP COM 863667101 6 115 SH DEFINED 115 SYSCO CORP COM 871829107 11 395 SH DEFINED 395 TARGET CORP COM 87612E106 12 315 SH DEFINED 315 TEXAS INSTRUMENTS INC COM 882508104 12 495 SH DEFINED 495 3M CO COM 88579Y101 397 3225 SH DEFINED 3225 UNITED PARCEL SERVICES CL B COM 911312106 16 260 SH DEFINED 260 UNITED TECHNOLOGIES CORP COM 913017109 12 175 SH DEFINED 175 WAL MART STORES INC COM 931142103 14 250 SH DEFINED 250 WALGREEN CO COM 931422109 70 1820 SH DEFINED 1820 WILMINGTON TR CORP COM 971807102 82 2700 SH DEFINED 2700 WYETH COM 983024100 338 6600 SH DEFINED 6600 ZIMMER HOLDINGS INC W/I COM 98956P102 3 80 SH DEFINED 80 ALCON INC COM H01301102 6 165 SH DEFINED 165