-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVrpEPQW2+0VVyfsY3Q5Z1YoACT7z8sf2P1sIfySOtyOM1gKqwi/xKOKgLo8Nhn8 WPemHPcc1qTR0HRWu7xoZQ== 0001252291-03-000001.txt : 20030909 0001252291-03-000001.hdr.sgml : 20030909 20030909205516 ACCESSION NUMBER: 0001252291-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030905 FILED AS OF DATE: 20030909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUMOLA PETER CENTRAL INDEX KEY: 0001252291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 03888902 BUSINESS ADDRESS: STREET 1: ZYGO CORP STREET 2: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZYGO CORP CENTRAL INDEX KEY: 0000730716 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 060864500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 MAIL ADDRESS: STREET 1: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-05 0 0000730716 ZYGO CORP ZIGO 0001252291 MUMOLA PETER 110 RIVERVIEW DRIVE GUILFORD CT 06437 0 1 0 0 VP, Optics Division Common Stock 2003-09-05 4 M 0 7500 9.375 A 8497 D Common Stock 2003-09-05 4 M 0 1500 6.54 A 9997 D Common Stock 2003-09-05 4 S 0 4597 12.85 D 5400 D Common Stock 2003-09-05 4 S 0 200 12.9 D 5200 D Common Stock 2003-09-05 4 S 0 200 12.92 D 5000 D Common Stock 2003-09-05 4 S 0 2000 12.93 D 3000 D Common Stock 2003-09-05 4 S 0 800 12.94 D 2200 D Common Stock 2003-09-05 4 S 0 100 12.95 D 2100 D Common Stock 2003-09-05 4 S 0 1600 12.96 D 500 D Employee Stock Option 9.375 2003-09-05 4 M 0 7500 0 D 2000-06-21 2009-06-21 Common Stock 7500 0 D Employee Stock Option 6.54 2003-09-05 4 M 0 1500 0 D 2003-08-26 2012-08-26 Common Stock 1500 4500 D Employee stock option was exercisable over a four year period, in quarterly increments, commencing on date noted. The Reporting Person ceased to be an employee of Zygo Corporation after September 5, 2003. Peter B. Mumola 2003-09-09 -----END PRIVACY-ENHANCED MESSAGE-----