-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HojWoY38+9dCkMLRYJJPq8xKDe8OKgy220gKXwlG2AQhz87/XKUEoYhuNfz+U9CL Yu0t6/LXcXBG3AkVD8hoUg== 0001013594-10-000008.txt : 20100106 0001013594-10-000008.hdr.sgml : 20100106 20100106180014 ACCESSION NUMBER: 0001013594-10-000008 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100104 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman Michael A CENTRAL INDEX KEY: 0001426157 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 10512847 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZYGO CORP CENTRAL INDEX KEY: 0000730716 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 060864500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 MAIL ADDRESS: STREET 1: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAK-ro Asset Management LP CENTRAL INDEX KEY: 0001480090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 10512848 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-3211 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAK-ro Capital Master Fund LP CENTRAL INDEX KEY: 0001480092 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 10512846 BUSINESS ADDRESS: STREET 1: C/O DUNDEE LEEDS MANAGEMENT SERVICES LTD STREET 2: 129 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM12 BUSINESS PHONE: 212-486-3211 MAIL ADDRESS: STREET 1: C/O DUNDEE LEEDS MANAGEMENT SERVICES LTD STREET 2: 129 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM12 3 1 zygofm3-010610_ex.xml X0203 3 2010-01-04 0 0000730716 ZYGO CORP ZIGO 0001480090 MAK-ro Asset Management LP 590 MADISON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001426157 Kaufman Michael A 590 MADISON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001480092 MAK-ro Capital Master Fund LP C/O DUNDEE LEEDS MANAGEMENT SERVICES LTD 129 FRONT STREET HAMILTON D0 HM12 BERMUDA 0 0 1 0 Common Stock 8163 D Reflects the securities of the issuer owned directly by MAK-ro Capital Master Fund LP ("Master Fund"). MAK-ro Asset Management LP ("MAM") acts as the investment manager of the Master Fund. Michael A. Kaufman is the controlling person of MAM. MAM and Mr. Kaufman may each be deemed to indirectly beneficially own the shares of common stock held by the Master Fund. For purposes of this Form 3, MAM and Mr. Kaufman each disclaims ownership of the shares of common stock owned by the Master Fund, except to the extent of its or his pecuniary interest therein. The Master Fund and MAM may be deemed to be in a "group" for purposes of Section 13(d) under the Securities Exchange Act of 1934, as amended, with MAK Capital Fund LP, MAK Capital One LLC, Michael A. Kaufman and S. Donald Sussman with respect to the securities of the issuer. Michael A. Kaufman, Managing Member of GP of MAK-ro Asset Management LP 2010-01-06 EX-99 2 zygoex99-010610.txt JOINT FILER INFORMATION Joint Filer Information Title of Security: Common Stock Issuer & Ticker Symbol: ZYGO CORPORATION (ZIGO) Designated Filer: MAK-ro Asset Management LP Other Joint Filers: MAK-ro Capital Master Fund LP (the "Master Fund"); and Michael A. Kaufman; Addresses: The address of Mr. Kaufman is 590 Madison Ave, 9th Floor, New York, New York 10022. The address of the Master Fund is c/o Dundee Leeds Management Services Ltd., 129 Front Street, Hamilton, Bermuda HM12. Signatures: Dated: January 6, 2010 MAK-ro CAPITAL MASTER FUND LP By: /s/ Michael A. Kaufman ---------------------- Michael A. Kaufman, President /s/ Michael A. Kaufman ---------------------- Michael A. Kaufman -----END PRIVACY-ENHANCED MESSAGE-----