-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8wywNslvym+EHPmQDEKrhx3I4ayWYRXpkZE02u6jdhJx22Pz0SvvkcGmF0xblgM 8oQ6Wayfhaim/YlY7wz93Q== 0000950117-03-003744.txt : 20030820 0000950117-03-003744.hdr.sgml : 20030820 20030820175227 ACCESSION NUMBER: 0000950117-03-003744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990818 FILED AS OF DATE: 20030820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMYTHE ROBERT CENTRAL INDEX KEY: 0001252293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 03858785 BUSINESS ADDRESS: STREET 1: ZYGO CORP STREET 2: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZYGO CORP CENTRAL INDEX KEY: 0000730716 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 060864500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 MAIL ADDRESS: STREET 1: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 4 1 rsr_10071.xml FORM 4 X0201 4 1999-08-18 0000730716 ZYGO CORP ZIGO 0001252293 SMYTHE ROBERT LAUREL BROOK ROAD MIDDLEFIELD CT 06457 0 1 0 0 Vice President, Marketing Stock Option 9.50 1999-08-18 4 A 0 5000 0 A 2000-08-18 2009-08-18 Common Stock 5000 5000 D Stock Option 77.75 2000-09-08 4 A 0 3000 0 A 2001-09-08 2010-09-08 Common Stock 3000 3000 D Stock Option 87.00 2000-09-29 4 A 0 5500 0 A 2001-09-29 2010-09-29 Common Stock 5500 5500 D Stock Option 18.64 2001-06-26 4 A 0 2125 0 A 2002-06-26 2011-06-26 Common Stock 2125 2125 D Stock Option 12.51 2001-08-20 4 A 0 7000 0 A 2002-08-20 2012-08-20 Common Stock 7000 7000 D Stock Option 6.54 2002-08-26 4 A 0 6000 0 A 2003-08-26 2012-08-26 Common Stock 6000 6000 D Stock Option 10.00 2003-08-18 4 A 0 15000 0 A 2004-08-18 2013-08-18 Common Stock 15000 15000 D The Reporting Person unintentionally failed to timely file a Form 4 for this stock option grant. Exercisable over a four year period, in quarterly increments, commencing on the date noted. Robert A. Smythe 2003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----