0001251109-13-000008.txt : 20130211
0001251109-13-000008.hdr.sgml : 20130211
20130211161806
ACCESSION NUMBER: 0001251109-13-000008
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARUCCI WALTER P /NY
CENTRAL INDEX KEY: 0001005385
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08589
FILM NUMBER: 13591912
MAIL ADDRESS:
STREET 1: C/O CARR SECURITIES CORP
STREET 2: 14 VANDERVENTER AVENUE, SUITE 210
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCCC INC
CENTRAL INDEX KEY: 0000730669
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 060759497
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 200 CONNECTICUT AVENUE
STREET 2: 5TH FLOOR
CITY: NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: 2038557700
MAIL ADDRESS:
STREET 1: 200 CONNECTICUT AVENUE
STREET 2: 5TH FLOOR
CITY: NORWALK
STATE: CT
ZIP: 06854
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST CONNECTICUT CAPITAL CORP/NEW/
DATE OF NAME CHANGE: 19920929
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5
2012-12-31
0
0
1
0000730669
FCCC INC
FCIC
0001005385
CARUCCI WALTER P /NY
C/O CARR SECURITIES CORP
14 VANDERVENTER AVENUE, SUITE 210
PORT WASHINGTON
NY
11050
0
0
1
0
Common Stock, No Par Value
2012-01-24
4
S
0
L
5000
0.38
D
246711
I
See Footnote 2
Common Stock, No Par Value
2012-01-24
4
P
0
L
3900
0.375
A
246711
I
See Footnote 2
Common Stock, No Par Value
2012-01-24
4
S
0
L
3900
0.375
D
246711
I
See Footnote 3
Common Stock, No Par Value
2012-10-25
4
P
0
L
200
0.25
A
246711
I
See Footnote 2
This amount reflects 114,396 shares of the Issuer owned by Walter P. Carucci individually, and 132,315 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner.
By Carr Securities Corporation, of which Walter P. Carucci is the President.
By Uncle Mills Partners, of which Mr. Carucci is a partner.
/s/Beth N. Lowson, as Attorney-in-Fact for Walter P. Carucci
2013-02-11
EX-24
2
poacarucci2.txt
CARUCCI POWER OF ATTORNEY
POWER OF ATTORNEY
The undersigned does hereby constitute and appoint Stephen J. Nelson,
Mary Anne Mayo, Scott M. Dubowsky, Beth N. Lowson, and Sean McDowell,
each of The Nelson Law Firm, LLC, White Plains Plaza, One North Broadway,
White Plains, NY 10601, signing singly, with full power of substitution, as
the true and lawful attorney of the undersigned, and authorizes and
designates each of them to sign on behalf of the undersigned, and to file
filings and any amendments thereto made by or on behalf of the undersigned
in respect of the beneficial ownership of equity securities held by the
undersigned, directly, indirectly or beneficially, pursuant to Sections
13(d), 13(g) and 16 of the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), and the rules and regulations thereunder. The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving
in such capacity at the request of the undersigned, are not assuming any
of the undersigned's responsibilities to comply with Sections 13(d),
13(g) or 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until
withdrawn by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 7th day of February, 2011.
By: /s/ Walter P. Carucci
____________________________
Walter P. Carucci