0001127602-17-026443.txt : 20170824
0001127602-17-026443.hdr.sgml : 20170824
20170824211042
ACCESSION NUMBER: 0001127602-17-026443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170822
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unzicker Patrick J
CENTRAL INDEX KEY: 0001356160
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13988
FILM NUMBER: 171050330
MAIL ADDRESS:
STREET 1: 3005 HIGHLAND PARKWAY
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adtalem Global Education Inc.
CENTRAL INDEX KEY: 0000730464
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 363150143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0811
BUSINESS ADDRESS:
STREET 1: 3005 HIGHLAND PARKWAY
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: 630-353-3800
MAIL ADDRESS:
STREET 1: 3005 HIGHLAND PARKWAY
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
FORMER COMPANY:
FORMER CONFORMED NAME: Adtalem Global Education
DATE OF NAME CHANGE: 20170522
FORMER COMPANY:
FORMER CONFORMED NAME: Adtalem Global Education Inc.
DATE OF NAME CHANGE: 20170519
FORMER COMPANY:
FORMER CONFORMED NAME: Adtalem Global Education
DATE OF NAME CHANGE: 20170519
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-08-22
0000730464
Adtalem Global Education Inc.
ATGE
0001356160
Unzicker Patrick J
3005 HIGHLAND PARKWAY
DOWNERS GROVE
IL
60515
1
Senior Vice President, Chief F
Common Stock
2017-08-22
4
A
0
666
33.95
A
21424
D
Common Stock
2017-08-22
4
F
0
210
33.95
D
21214
D
Common Stock
2017-08-23
4
A
0
5310
0
A
26524
D
Incentive Stock Option (Right to Buy)
33.90
2017-08-23
4
A
0
2949
0
A
2018-08-23
2027-08-23
Common Stock
2949
2949
D
Non-qualified Stock Option (Right to Buy)
33.90
2017-08-23
4
A
0
23926
0
A
2018-08-23
2027-08-23
Common Stock
23926
23926
D
Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.
Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 20, 2014.
The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.
This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.
/s/ Robert P. Sieland for Patrick J. Unzicker
2017-08-24